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23 Mar 2017, 11:24 am
Western International Securities Inc. and her firm, Bennett Group Financial Services were also named in the suit. [read post]
23 Mar 2017, 6:24 am
My topic today is culture in financial services. [read post]
22 Mar 2017, 4:00 pm
Friends, family and other professional advisors are trustworthy sources. [read post]
22 Mar 2017, 3:00 am
More managers, institutional advisors and financial planners show up on the scene to sort out the mess created by the Managers and the Helpers. [read post]
22 Mar 2017, 3:00 am
More managers, institutional advisors and financial planners show up on the scene to sort out the mess created by the Managers and the Helpers. [read post]
22 Mar 2017, 2:00 am
Dillon has been appointed Senior Policy Advisor. [read post]
21 Mar 2017, 11:47 am
Ransomware, impersonations and denial of service attacks can have an outsize impact on professional service firms. [read post]
21 Mar 2017, 11:47 am
Ransomware, impersonations and denial of service attacks can have an outsize impact on professional service firms. [read post]
20 Mar 2017, 9:01 am
” The real argument was that when three ads were displayed for ‘JG Wentworth’ and ‘Peachtree Financial’ and ‘Olive Branch Funding,’ reasonable consumers would believe that these were separate companies competing to provide the service advertised. [read post]
17 Mar 2017, 12:09 pm
While the Telegraph reported that both Spicer and National Security Advisor Lt. [read post]
16 Mar 2017, 1:24 pm
Financial advisors have a fiduciary duty to put their client’s needs ahead of their own. [read post]
16 Mar 2017, 10:00 am
Friends, family and other professional advisors are trustworthy sources. [read post]
15 Mar 2017, 6:09 am
Whenever Congress is ready to work on other legislation, Jeb Hensarling, Chairman of the House Financial Services Committee, has a law he is ready to move forward: The Financial Choice Act. [read post]
13 Mar 2017, 9:30 am
The Indiana Star reported in February that Pence used the account to communicate "with top advisors on topics ranging from security gates at the governor’s residence to the state’s response to terror attacks across the globe. [read post]
10 Mar 2017, 12:36 pm
The Trump Administration hired Flynn despite the fact it was aware both of his financial relationship with Turkey and that he had not registered under FARA. [read post]
10 Mar 2017, 6:09 am
Karp, Paul, Weiss, Rifkind, Wharton & Garrison LLP, on Wednesday, March 8, 2017 Tags: Accountability, Accounting, Banks, BSA/AML, Compliance & ethics, Compliance and disclosure interpretation, Cybersecurity, Financial institutions, Financial regulation, Money laundering, Oversight, Risk management The Materiality Gap Between Investors, the C-Suite and Board Posted by Judy McLevey, The Conference Board, on Wednesday, March 8, 2017 Tags: Accounting, Boards of Directors,… [read post]
10 Mar 2017, 4:37 am
— via Outten & Golden Employment Law Blog If workplaces want to cut back on burnout, vacation email bans may be a good start — via ABA Journal Daily News Phishing Scams Targeting HR and Payroll Are on the Rise this Tax Season — via California Employment Law Misuse of Former Employee’s Login Credentials Leads to $5.5 Million HIPAA Settlement — via HR Daily Advisor Crushin’ it: being cybersecure in… [read post]
9 Mar 2017, 10:00 am
Friends, family and other professional advisors are trustworthy sources. [read post]
9 Mar 2017, 7:25 am
FINRA’s BrokerCheck provides easy access to background information on your financial advisor. [read post]
8 Mar 2017, 7:40 am
FOB, Government consultants to examine fiscal plan in NYC meetings Technical advisors to the FOB and officials and contractors for the Financial Advisory and Fiscal Agency Authority (AAFAF in Spanish) will hold a series of meetings in New York City this week to analyze the assumptions contained in Rosselló’s fiscal plan. [read post]
