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15 Dec 2017, 9:01 am by CFM Admin
If you would like to be added to our distribution list, please contact us. **** December 15, 2017 Clients, Friends, Associates: Holiday celebrations bring welcomed joy and excitement to the busiest time of year for most investment managers. [read post]
24 Aug 2012, 12:50 pm by Elianeth Alicea
Considering that investors may significantly rely on this information and make investment decisions based on it, this could trigger the requirement to file a technical report under NI 43-101. [read post]
4 Mar 2009, 6:37 pm
The ousted shareholder sued the other two directors and the corporation alleging various causes of action and seeking the return of the shareholder's investment. [read post]
6 Aug 2017, 3:37 pm by Lawrence B. Ebert
The Sigmund court reviewed and summarized decisions evaluating the request to require an inquiring party to use contention interrogatories as opposed to proceeding by Rule 30(b)(6) and concluded that, while there should be a case-by-case determination of such requests, 30(b)(6) inquiries are not objectionable solely because the designation would require testimony about a corporation’s opinion or the application of law to facts.As to defendant government bodies:In High Five… [read post]
10 Dec 2014, 2:13 am by musicandcopyright
Corporate live music sector is set to complete a good 2014 The corporate live music sector is set to end 2014 in a good state of health. [read post]
8 Dec 2009, 6:58 am by Greg Jenner
  This provision has made it impossible for these organizations (or funds that include such organizations) to invest in renewables and receive the grant unless they establish a blocker (taxable) corporation to hold their interest in the project. [read post]
25 Feb 2016, 2:28 pm by Maira Sutton
In the Investment chapter of the TPP are investor-state rules which empower corporations to challenge national laws and rules that undermine their investments and profits. [read post]
16 Jul 2021, 8:04 am by Terry Daly, Jordan Schneider
Prior to exploring China’s calculus, it would be useful to assess the several potent levers on the other edge of U.S. sanctions. [read post]
13 Apr 2010, 7:16 am by Broc Romanek
Most US business corporations had 100 or fewer owners, and those firms generated 20+% of corporate receipts in 2006. [read post]
4 Feb 2021, 4:04 am by Greg Lambert
Alex Kelly, co-founder, and COO of Brightflag talks with us about how they use AI and data analytics to help savvy corporate counsel and in-house legal teams make better decisions on how they purchase legal services. [read post]
25 Feb 2013, 1:43 pm by Ailyn Cabico
  This article will focus only on the NEP priorities pertaining to the investment advisers and investment companies program (“IA-ICs”)  As a general matter, the Staff is concerned with fraud detection and prevention, corporate governance and enterprise risk management, conflicts of interest, and the use and implications of technology. [read post]
5 Mar 2014, 9:01 pm by Marci A. Hamilton
The rhetoric used to lobby for RFRAs as though they are mirror images of the First Amendment has been just that—rhetoric. [read post]
28 Dec 2006, 3:48 pm
Press release, Dec. 11, 2006:  Hitachi Makes Private Equity Investment in BlueArc Corp; BlueArc to Also Resell Hitachi's Industry-Leading Storage Solutions Portfolio on a Global Basis SANTA CLARA, Calif.–(BUSINESS WIRE)–Hitachi Data Systems Corporation, a wholly owned subsidiary of Hitachi, Ltd. [read post]
19 May 2020, 2:55 am by Kevin Kaufman
As legacy write-offs are used up, the cost of the policy will fall, which is illustrated in the figure below.[4]   Another obstacle is that investments in structures are large and lumpy. [read post]
27 Jan 2015, 5:58 am by Adam Weinstein
FINRA found that Sigma Financial permitted its representatives to create and use consolidated statements with their customers that reflected the customers’ holdings of investments away from the firm. [read post]
18 Jul 2013, 9:51 am by Mitch Kowalski
Corporate clients begin to question the suitability of law firms for certain legal tasks. [read post]