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30 Aug 2018, 9:01 pm by Jim Sedor
Women in Politics Often Must Run a Gantlet of Vile IntimidationWRAL – Maggie Astor (New York Times) | Published: 8/23/2018 A record number of women ran or are running in 2018 for the Senate, House, and governorships. [read post]
29 Aug 2018, 6:06 pm by Francis Pileggi
Allen was prescient when he stated in the famous 1988 Delaware Chancery Court case of Blasius Industries, Inc. v. [read post]
29 Aug 2018, 9:18 am by SSEK Law
We have represented clients in Federal and state courts and in arbitration through the Financial Industry Regulatory Authority (FINRA), the New York Stock Exchange Inc. [read post]
29 Aug 2018, 7:03 am by Dan Carvajal
Wayfair that South Dakota can require collection of its sales tax on sales to its residents by out-of-state internet retailers.[2] The 5 to 4 decision overruled two earlier precedents, National Bellas Hess, Inc. v. [read post]
27 Aug 2018, 12:19 pm
SEC Charges Moody’s With Internal Controls Failures and Ratings Symbols Deficiencies (SEC Release 2018-169)https://www.sec.gov/news/press-release/2018-169Without admitting or denying SEC charges, credit rating agency Moody’s Investors Service Inc. agreed to pay $15 million to settle charges of internal controls failures involving models it used in rating U.S. residential mortgage-backed securities (RMBS) and will retain an independent consultant to assess and improve its… [read post]
27 Aug 2018, 5:25 am
Legg Mason Charged With Violating the FCPA (SEC Release 2018-1680)https://www.sec.gov/news/press-release/2018-168The SEC alleged that between 2004 and 2010, a former Legg Mason Inc's asset management subsidiary, Permal Group Inc., partnered with a French financial services company to solicit investment business from Libyan state-owned financial institutions. [read post]
26 Aug 2018, 3:51 pm by Eugene Volokh
("Chubb") and Lockton Affinity, LLC maintains violated New York insurance law. [read post]
26 Aug 2018, 6:06 am
The Arbitrator rejected the Company's argument that the installation of a "new, never before used' belt drive was construction work which it could contract out. [read post]
25 Aug 2018, 1:06 pm by Kelsey Farish
” TechDirt correctly predicts that the fair use proposal will come under heavy attack from big industry players and their lobbyists - including the IIPA. [read post]
24 Aug 2018, 11:47 am by Green, Schafle & Gibbs
According to public records, Greensburg, Pennsylvania based brokerage firm, Trustmont Financial Group, Inc. was ordered by the Financial Industry Regulatory Authority to pay an aggrieved client more than $1 million in damages. [read post]
24 Aug 2018, 9:10 am by Staff Attorney
Mutter entered the securities industry in October 2002 and has been registered with Cetera Advisor since 2017. [read post]
24 Aug 2018, 9:06 am by Staff Attorney
 From August 2005 to August 2006, Roveccio was registered with Gunnallen Financial, Inc. [read post]
23 Aug 2018, 6:52 pm by Kevin LaCroix
  More than 50 prominent men in a wide range of industries, as well as politics, have been publicly accused of sexual harassment or assault. [read post]
22 Aug 2018, 2:00 am by Ben Gold, President, QuickBridge
Gold is a thought leader in the financial tech industry and a contributing member of the Forbes Finance Council. [read post]
22 Aug 2018, 2:00 am by Ben Gold, President, QuickBridge
Gold is a thought leader in the financial tech industry and a contributing member of the Forbes Finance Council. [read post]
21 Aug 2018, 10:00 pm
Hansing The athletic shoe industry has seen many legal disputes. [read post]