Search for: "Asset Backed Securities Corporation"
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5 Nov 2010, 1:04 pm
House of Representatives this week, governance observers don't expect to see a significant change in corporate governance. [read post]
6 Aug 2014, 2:57 pm
Check back soon for the rest of the series, or subscribe to the Investment Law Blog, and you will be notified when the next article is published. [read post]
14 Jan 2011, 12:17 pm
To us, he’ll always be “former Sullivan & Cromwell securities lawyer. [read post]
18 Oct 2010, 5:09 am
California Assembly Bill 1743 was backed by the California Public Employees’ Retirement System, the state treasurer and the state controller. [read post]
30 Apr 2018, 3:00 am
We’ve previously blogged about legislators’ efforts to pin-down SEC Chair Jay Clayton’s views on whether the agency would permit corporate bylaws compelling investors to arbitrate securities fraud claims. [read post]
30 Mar 2010, 3:28 pm
Several days later, the shares were back at a premium, closing at $38.79 compared with their NAV of $38.34. [read post]
18 Mar 2021, 7:41 am
The commission’s white paper proposed the creation of a National Security Investment Corporation, or some such entity, to serve as a clearinghouse, connecting interested institutional investors to strategically important investment opportunities and providing government backing through loan guarantees and other tools. [read post]
18 Jan 2015, 10:26 am
Raise the top capital gains and dividend rate back to the rate under President Reagan. [read post]
4 Jun 2015, 11:30 am
Stone was Senior Managing Director in charge of the Mortgage, Asset- Backed and Real Estate Securities Group at Daiwa Securities America. [read post]
4 Jun 2015, 11:30 am
Stone was Senior Managing Director in charge of the Mortgage, Asset- Backed and Real Estate Securities Group at Daiwa Securities America. [read post]
22 Jan 2010, 11:15 am
Accordingly, the offer must be well structured to convince the Federal Reserve that use of corporate resources to buy back the TRUPS is consistent with the Federal Reserve’s Source-of-Strength Policy Statement. [read post]
28 May 2009, 5:20 am
Meanwhile, the Fed has gone beyond cutting rates to directly purchasing such financial assets as mortgage-backed securities, as well as directly monetizing federal debt by buying Treasurys for the first time in half a century. [read post]
3 Apr 2024, 9:03 pm
It is good to be back at SEC Speaks and to know that the content shared here today is available for anyone who may wish to access it. [read post]
30 Sep 2021, 7:37 pm
The Securities and Exchange Commission charged Jose Luis Casero Sanchez, a former Senior Compliance Analyst who worked in the Warsaw, Poland office of an international investment bank, with insider trading involving at least 45 corporate events with the investment bank’s clients. [read post]
30 Sep 2021, 7:37 pm
The Securities and Exchange Commission charged Jose Luis Casero Sanchez, a former Senior Compliance Analyst who worked in the Warsaw, Poland office of an international investment bank, with insider trading involving at least 45 corporate events with the investment bank’s clients. [read post]
22 Feb 2023, 6:25 am
Grewal, Director of the SEC’s Division of Enforcement, remarked via press release that “[o]ther broker dealers and asset managers who are subject to similar requirements under the federal securities laws would be well-served to self-report and self-remediate any deficiencies. [read post]
25 Feb 2009, 5:01 am
Today’s panel believes that the Second Circuit decision in that case will obviously have a substantial impact on similar claims brought against hedge funds that invested in the Madoff funds.Rating agency and auditor liability: The panelists also touched upon the liability of rating agencies, such as Moody's and S&P, in the context of securities class actions.Panelist Sherri Savett of the Berger Montague firm pointed to In re Moody's… [read post]
19 Jan 2023, 9:01 pm
ABB had entered into FCPA resolutions with the Department back in 2004 and in 2010. [read post]
15 Dec 2009, 11:17 am
As discussed below, the sweeping array of reforms includes the Financial Stability Improvement Act, which would create a systemic risk regulator, strengthen regulation of depository institutions and bank holding companies, improve the asset-backed securitization process, and provide for an enhanced dissolution authority. [read post]
9 Jan 2023, 12:30 pm
Each secured millions of dollars from venture capital firms and investors as startups. [read post]
