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30 Nov 2020, 7:25 am by Staff Attorney
In cases of selling away the investor is unaware that the advisor’s investments are improper. [read post]
27 Nov 2020, 5:58 am
Ellerman and Szu Hui Ho, Pay Governance LLC, on Wednesday, November 25, 2020 Tags: Institutional Investors, ISS, Proxy advisors, Proxy voting, SEC, SEC rulemaking, Securities regulation, Shareholder voting [read post]
20 Nov 2020, 6:00 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, November 20, 2020 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of November 13–19, 2020. [read post]
14 Nov 2020, 11:57 am by Russell Knight
Dividends, interest income, partnership and LLC income all qualify as income for the purposes of child support and maintenance. [read post]
13 Nov 2020, 12:05 pm by Law Lady
ADVENTIST HEALTH SYSTEM SUNBELT, INC., D/B/A FLORIDA HOSPITAL AND/OR FLORIDA HOSPITAL TRANSPLANT INSTITUTE, Appellee/Cross-Appellant. 5th District. [read post]
12 Nov 2020, 7:24 am by Kristian Soltes
Integrity Business Partners LLC brought its accusations in a lawsuit that Worldpay removed to Ohio federal court on Friday. [read post]
10 Nov 2020, 2:31 pm by Chukwuma Okoli
Facts Damac Star Properties LLC v Profitel Limited (“Damac”)[4] was the fall out of an investment introduced to the 1st plaintiff/respondent by the 2nd respondent allegedly on behalf of the defendant/appellant wherein the 1st plaintiff/respondent paid a deposit of 350,000.00 US Dollars for 9 apartments in Dubai and being 20% of the total cost of the apartments. [read post]
2 Nov 2020, 9:51 am by Renae Lloyd
Recommendations should be in line with the investor’s age, risk tolerance, net worth, and investment experience. [read post]
1 Nov 2020, 5:08 am by Russell Knight
” 750 ILCS 505(a)(2)(C) Our other option is “Gross Income” minus “the individualized tax amount calculated pursuant to subparagraph D” Let’s see what paragraph D says. [read post]
30 Oct 2020, 6:01 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, October 30, 2020 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of October 23–29, 2020. [read post]
29 Oct 2020, 5:09 pm by Rob Robinson
Global venture capital firm Ventech led the round which included Clifford Chance and Latham & Watkins, who together led the company’s initial $10 million financing, as well as Prins H LLC, an investment vehicle controlled by Reynen Court’s founder and CEO Andrew D. [read post]
25 Oct 2020, 8:47 am
Bush, Bush International LLC, on Sunday, October 25, 2020 Editor's Note: The Honorable Mary K. [read post]
22 Oct 2020, 8:11 am by Dan Bressler
Eichler Jr. for years in their legal battles with the company’s former business partner, money management firm Proctor Investment Managers LLC, and the U.S. [read post]
19 Oct 2020, 3:00 am by John Jenkins
Enforcement: SEC Provides $20MM Reminder That You’d Better Know What You Know. . . [read post]
16 Oct 2020, 10:00 am by Renae Lloyd
 They must ensure that each investment is suitable for the investor in light of the investor’s age, risk tolerance, net worth, financial needs, and investment experience. [read post]
16 Oct 2020, 7:10 am by Renae Lloyd
The company filed a form D in 2020 to raise capital from investors, according to filings with the SEC. [read post]