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2 Jun 2022, 7:30 pm by The White Law Group
Repple & Company involving GWG L Bonds   FINRA Lawsuit filed against Emerson Equity LLC involving $2.5 Million in…  GWG Holdings Inc. [read post]
31 May 2022, 8:32 am by Bridget Crawford
  Although these internet clips can make a difference, we must also be aware that they are being produced by a company that is trying to sell something. [read post]
30 May 2022, 9:38 am by divi
” Rely on a Business Attorney You Can Trust If you have questions about blockchain or legal issues that may come up with its use, give us a call. [read post]
27 May 2022, 7:57 am by Chris Sutton
In situations where an asset sale is either impractical or not contemplated, there are various strategies the parties can employ in order to facilitate a step-up in tax basis and/or a direct purchase of S-Corp equity by a larger company, private equity firm, or other buyer that would otherwise be unqualified to hold ownership of an S-Corp. [read post]
25 May 2022, 9:01 pm by Richard Zelichov and Trevor T. Garmey
  The Sample Letter applies only to publicly traded companies with material operations in or with other companies in Russia/Belarus/Ukraine. [read post]
25 May 2022, 8:09 am by jeffreynewmanadmin
The Government alleges that he hid over $2 billion in income by putting money in secret accounts and trusts in Nevis, Bermuda, and Switzerland. [read post]
23 May 2022, 12:10 pm by Holly Brezee
Sec. 77(b)(a)(1), the term security includes, but is not limited to, stock, equity units, convertible notes, and SAFEs, and “any put, call, straddle, option, or privilege on any security…. [read post]
23 May 2022, 6:54 am by Dan Lopez
She is internationally recognized as an expert on social justice issues and sport, which include gender equity and Title IX pay equity, and equal employment opportunity, college athletes rights, and the exploitation of college athletes. [read post]
21 May 2022, 11:11 am by Gene Takagi
State AG Offices: Updates & The New Balance of IRS and State Oversight National Association of State Charities Officials (NASCO) Guidance from state regulatorsAnnual Report for 2020-21 will be released in May (Annual Report for 2019-20)Case Reports – deceptive solicitations (including social media and crowdfunding solicitations), governance issues / breach of fiduciary duties, trust and estate issuesTop Trends & IssuesTransitional time for many nonprofits with financial… [read post]
18 May 2022, 9:01 pm by Gary Gensler
Without examination against and enforcement of our rules and laws, we can’t instill the trust necessary for our markets to thrive. [read post]
17 May 2022, 10:36 am by Nicole Pottroff
But even then, the rules caution that if any man with an equity interest in the company is the one that possesses this required license, he may be found to control the company, instead. [read post]
15 May 2022, 9:11 pm by The Regulatory Review Staff
—2022-2023 Editorial Board of The Regulatory Review Jocelyn Walcott, Editor-in-Chief January 17, 2022 | The Biden-Harris Administration’s Racial Equity Efforts | Although much more work remains, the current Administration has made historic progress in advancing equity. [read post]
15 May 2022, 3:50 am by Evan Parker
On topics like diversity and equity in law, data will highlight uncomfortable historical truths. [read post]
14 May 2022, 6:31 am
(the “Buyer,” a subsidiary of private equity firm KKR) was acquiring Graduation Alliance, Inc. [read post]
14 May 2022, 6:31 am
(the “Buyer,” a subsidiary of private equity firm KKR) was acquiring Graduation Alliance, Inc. [read post]
11 May 2022, 9:01 pm by Gary Gensler
The security-based swap market comprises also includes single-name and narrow-based equity swaps, some of which are called total return swaps. [read post]
11 May 2022, 8:08 am by Bob Ambrogi
“We couldn’t be more grateful for the trust of our hundreds of customers to build this innovative technology with us. [read post]
On May 4, California Governor Gavin Newson signed an executive order that is intended “to foster responsible innovation, bolster California’s innovation economy, and protect consumers” and “create a transparent regulatory and business environment for web3 companies which harmonizes federal and California approaches, balances the benefits and risks to consumers, and incorporates California values such as equity, inclusivity, and environmental protection. [read post]
6 May 2022, 8:10 am by Fabiola Schwarz
Some observers in the security community interpreted MIIT’s handling of this case as a warning to other companies and researchers that they should keep the government in the loop from the onset. [read post]