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4 Mar 2021, 10:00 pm
Partner Jon Roellke and associate Frank Ren authored a Practical Guidance article about the proposed Competition and Antitrust Law Enforcement Reform Act (CALERA), which, if passed, will make significant changes to US antitrust laws. [read post]
13 Mar 2018, 4:48 pm
The title of this post is the title of this new paper recently posted to SSRN authored by Rick Grucza, Melissa Krauss, Andrew Plunk, Arpana Agrawal, Frank J. [read post]
25 May 2012, 10:23 am
Dodd Frank changed that. [read post]
19 Dec 2011, 6:33 pm
SEC Chairman Mary Schapiro criticized a Congressional effort to make changes to the recently-effective SEC whistleblower program in a letter to Congressman Barney Frank (D-MA). [read post]
4 Oct 2009, 5:44 pm
Bernstein: “The Obama administration has treated Obama’s promise of changing the way business is done in DC as a distraction from his legislative agenda. [read post]
19 Nov 2009, 6:27 am
This would be a significant change in the regulatory landscape, and is one that many RIAs and industry groups oppose. [read post]
7 Oct 2007, 2:13 am
Thomas seems ignorant of this changing America. [read post]
29 Aug 2011, 10:50 am
While a common criticism of majority voting is that it would result in frequent changes disruptive to corporate boards, said the Council, the data suggests a different reality. [read post]
5 Apr 2012, 7:32 pm
He said there should be complete transparency in the prices of derivatives — something that would change the entire nature of the derivatives market. [read post]
11 Jan 2011, 5:00 am
Putting companies into a limbo of whether they need to change or not is bad. [read post]
16 Sep 2014, 9:24 am
In July, the Fed proposed changes to its stress test rules, including revisions to almost twenty schedules that must be completed by covered institutions with over $50 billion in total consolidated assets, and changes to the institutions’ filing deadlines. [read post]
8 May 2018, 12:31 pm
Perhaps the most visible change discussed by the panel is the Bureau’s decision to use its “given name” as set forth in the Dodd-Frank Act, the Bureau of Consumer Financial Protection. [read post]
"My last name is Zappa; my father was Frank Zappa. But I am not allowed to use the name on its own."
30 Apr 2016, 6:00 am
"Under duress from the Zappa Family Trust, after the death of his mother, Dweezil Zappa has to change the name of his decade-old music project from Zappa Plays Zappa to Dweezil Zappa Plays Frank Zappa. [read post]
15 Aug 2012, 8:44 am
Although he guidance is intended to clarify the CFTC’s approach to implementing news swaps rules mandated by the Dodd-Frank Act, it contradicts itself in several places, leading to the need for changes. [read post]
24 May 2018, 3:00 am
Although the legislation makes a number of changes to existing law, its most significant change is the increase in […] [read post]
2 Jun 2011, 4:22 pm
In the view of the industry groups, Title VII of Dodd-Frank requires the Commission and market participants to implement regulatory changes on an even larger scale, an undertaking meriting a more considered review than is possible with only one round of proposed rules.In order to ensure that the substance of the final rules works efficiently as a whole, said the letter, it is essential that market participants have an opportunity for additional review to comment on the entire… [read post]
25 Jul 2011, 8:45 am
We talked earlier about how the Dodd-Frank Act is changing the way public companies do business and handing more power to shareholders. [read post]
22 Dec 2016, 7:11 am
Nelson, J.D. discusses the impact of the election on the Dodd-Frank Act, federal securities regulation, and on related financial services industry issues. [read post]
31 Dec 2011, 8:39 am
On December 30, 2011, the SEC revised its Dodd-Frank implementation timetable, moving a number of items planned for December 2011 into 2012 time frames. [read post]
3 Aug 2012, 2:00 am
BACKGROUND Title VII of the Dodd-Frank Act subjects “swaps” to an array of new regulations, and it de? [read post]
