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16 Jul 2021, 7:08 am
On June 7, 2021, SEC Chair Gary Gensler announced that he had asked the SEC Staff to "make recommendations . . . on how we might freshen up Rule 10b5-1. [read post]
15 Jul 2021, 2:54 pm by Kevin LaCroix
”[12]   Unfortunately, directors and officers of public corporations may still be targeted by securities class action lawyers through the price inflation maintenance theory of securities fraud — which has been acknowledged by the Supreme Court, but not validated. [read post]
14 Jul 2021, 2:23 pm by Kevin LaCroix
But while the possibility of a proceeding like this might have been anticipated, the specifics involved are still interesting and have important implications. [read post]
12 Jul 2021, 2:43 pm by Cari Rincker
If you are not itemizing deductions, but still want to give charitably and receive a tax break, there are ways to get around the law, including the use of a donor-advised fund, giving larger amounts every other year, and donating appreciated assets (like stock). [read post]
21 Jun 2021, 11:36 am by Ilya Somin
Finally, the justices also reject claims that the NCAA's rules are immune from scrutiny because they promote "amateurism": The NCAA submits that a rule of reason analysis is inap­propriate for still another reason—because the NCAA and its member schools are not "commercial enterprises" and instead oversee intercollegiate athletics "as an integral part of the undergraduate experience. [read post]
21 Jun 2021, 6:14 am by John Jascob
Regardless of how an acquisition is structured, the enforcement staff will still keep an eye out for fraud, Jeffries said.Cyber. [read post]
11 Jun 2021, 9:20 am by Kristian Soltes
If signed into law, only Connecticut and Massachusetts would still prohibit credit card surcharging. [read post]
9 Jun 2021, 2:21 pm by Kevin LaCroix
  My point is that while trading plans adopted pursuant to Rule 10b5-1 can be abused, the adoption of trading plans is still a good idea. [read post]
4 Jun 2021, 4:00 am by Jim Sedor
National/Federal 2 Nonprofits That Track Money in Politics Are Merging Maryland Matters – Josh Kurtz | Published: 6/3/2021 Watchdogs, journalists, opposition researchers, and the civic minded have relied on data collected by the Center for Responsive Politics and the National Institute on Money in Politics to help them keep elected officials and the special interests that seek to influence them accountable. [read post]
24 May 2021, 5:49 pm by Allan Blutstein
But one could rain on that parade by noting that last year’s processing time is still worse than in fiscal years 2012 through 2018. [read post]
18 May 2021, 5:36 pm by Jim Walker
Many of these types still do not believe that the COVID-19 pandemic is real despite over 587,000 dead and almost 33,000,000 positive COVID-19 cases in the U.S. [read post]
17 May 2021, 6:32 am by John Jascob
He pointed out that Gary Gensler was sworn in as the new SEC chair only recently and that the Cyber Unit intends to follow his lead and his priorities. [read post]
13 May 2021, 1:24 pm by Chris Koger
We still had a hurricane hit last year in the middle of the pandemic, and we still had to work through that. [read post]
11 May 2021, 2:53 am by Liz Dunshee
Last week, the House Financial Services Committee heard testimony from new SEC Chair Gary Gensler about January’s market volatility. [read post]