Search for: "In Re Securities and Exchange Commission"
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2 Sep 2022, 7:41 am
One such category of these pooled asset investments is “life settlement funds,” but the Securities and Exchange Commission (SEC) and others are warning that many of these funds are a scam. [read post]
2 Sep 2022, 4:00 am
Trustee Ericka Harden was filmed on security cameras at Emba [read post]
30 Aug 2022, 10:07 am
We’re sure there’s no ideological axe to grind with the Securities and Exchange Commission here. [read post]
30 Aug 2022, 5:01 am
On March 9, the Securities and Exchange Commission (SEC) proposed a new rule intended to enhance and standardize disclosure requirements for cybersecurity risks. [read post]
29 Aug 2022, 11:58 am
On March 31, 2021, a third-party security guard found one specimen container bearing a label containing patient names, dates of birth, dates of sample collection, and name of the provider who took the specimen. [read post]
29 Aug 2022, 8:43 am
Notably, Securities and Exchange Commission (“SEC”) regulations required him to certify his reports were independently produced and accurately reflected his views. [read post]
29 Aug 2022, 7:50 am
That said, new (or rarely seen) players, such as the Securities and Exchange Commission, have pursued actions involving claims by celebrity endorsers about investing in cryptocurrencies, taking the position that they should be regulated as securities. [read post]
26 Aug 2022, 10:56 am
The Responsible Financial Innovation Act, offered in June by Senators Cynthia Lummis (Republican from Wyoming) and Kirsten Gillibrand (Democrat from New York), would, in Lummis’ words, classify a “majority” of cryptocurrencies as securities subject to regulation by the Securities and Exchange Commission (SEC). [read post]
26 Aug 2022, 6:31 am
Securities and Exchange Commission. [read post]
26 Aug 2022, 6:31 am
Securities and Exchange Commission. [read post]
24 Aug 2022, 9:01 pm
Leading this charge is the Securities and Exchange Commission (“SEC”). [read post]
21 Aug 2022, 9:01 pm
In issuing an Advance Notice of Proposed Rulemaking (ANPR), the Commission is seeking comments from the public on the extent and effects of various commercial surveillance and data security practices, as well as on various approaches to crafting rules to govern these practices and the attendant tradeoffs. [read post]
19 Aug 2022, 4:00 am
Homeland Security Watchdog Cuffari Faces Rebukes from Lawmakers in Missing Texts Case MSN – Maria Sacchetti (Washington Post) | Published: 8/16/2022 The Department of Homeland Security’s chief watchdog rejected calls from leading Democratic legislators to recuse himself from the investigation into the erasure of text messages that Secret Service agents exchanged during the attack on the Capitol, drawing fresh rebukes from lawmakers. [read post]
18 Aug 2022, 6:16 am
” — “Seth Markin, a former FBI trainee, and his friend Brandon Wong were arrested on insider trading charges (there’s also a parallel civil complaint filed by the Securities and Exchange Commission)…” “According to the indictment, the pair made ~$1.4 million by improperly trading on nonpublic information, specifically that Pandion was set to be acquired by pharmaceutical company Merck. [read post]
17 Aug 2022, 5:55 am
The Ukrainian government, however, has a different view: confiscation of Russian assets is central to its proposal for an International Claims Commission for Ukraine. [read post]
15 Aug 2022, 1:58 pm
They explain that a number of developments, including "the heightened consideration of institutional investors and proxy advisory firms on ESG board oversight and ESG considerations more generally, as well as various recent proposed rules and initiatives of the Securities and Exchange Commission (SEC) with respect to ESG matters, including the proposed climate rules issued by the SEC earlier this year," have induced many boards of directors to assume direct… [read post]
15 Aug 2022, 12:29 pm
As our Los Angeles cannabis lawyers understand it, the complaints, filed a few months ago with the state’s Department of Cannabis Control and the federal Securities and Exchange Commission, assert that the executives at Weedmaps has opened to the door to black market marijuana purveyors, giving them a platform where customers can find them, as well as products that exceed safe, legal THC levels. [read post]
12 Aug 2022, 6:51 am
Securities and Exchange Commission, on Thursday, August 11, 2022 Tags: CFTC, Disclosure, Form PF, Hedge funds, Institutional Investors, Private equity, Private funds, SEC, SEC rulemaking, Securities regulation [read post]
12 Aug 2022, 6:51 am
Securities and Exchange Commission, on Thursday, August 11, 2022 Tags: CFTC, Disclosure, Form PF, Hedge funds, Institutional Investors, Private equity, Private funds, SEC, SEC rulemaking, Securities regulation [read post]
12 Aug 2022, 3:30 am
The Company attempted to file a Current Report on Form 8-K by the end of the day on July 14, 2022 to correct the First Incorrect 8-K, but this attempted Securities and Exchange Commission (“SEC”) filing was blocked by certain members of the Farnsworth Group, even though Mr. [read post]
