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16 Sep 2019, 9:02 am by Jonathan Bailey
Have any suggestions for the 3 Count? [read post]
29 Sep 2021, 10:40 am by The White Law Group
  Issuers relying on 506(b) exemptions from registration must provide non-accredited investors an opportunity to ask questions and receive answers regarding the investment. [read post]
20 Apr 2023, 7:28 am by Susanne Gössl
  The programme of the series is as follows: 3 May 2023, webinar chaired by Claire Fenton-Glynn: Surrogacy in comparative perspective (Jens Scherpe), and What’s in it? [read post]
3 Nov 2011, 8:34 am by Stikeman Elliott LLP
Rules requiring the registration of private fund advisers were adopted by the SEC this past June. [read post]
17 Jan 2013, 10:36 am by Varun Chhonkar
The conference is designed open and free for corporate patent/IP counsels though private practitioners need to pay registration fee. [read post]
15 Jul 2008, 1:58 pm
  To get your free copy of the report, click here (registration required).Predictably, it's the lawyers aged 25-35 who have adapted most quickly. [read post]
5 Apr 2017, 2:36 am by Jan von Hein
One of the webinars has special appeal for those working within the field of private international law. [read post]
5 Sep 2014, 9:12 am
During his dates of registration, he was also affiliated as a private client banker with JPMorgan Chase Bank, N.A. [read post]
23 Jun 2011, 2:00 am by Kara OBrien
Raising the registration threshold would benefit private companies and secondary trading markets. [read post]
23 Jan 2009, 4:49 am
  Investors in the trust preferred offering also received 11.7MM of common shares of Maiden Holdings with resale registration rights.Maiden NA will use the proceeds of the offering to support its insurance operations, principally the GMAC Re business acquired from GMAC on November 3, 2008, that has subsequently been re-branded as Maiden Re. [read post]
30 Apr 2014, 11:04 am by Daniel M. Bauer
” If a registrant voluntarily elects to describe any of its products as “DRC conflict free” in its conflict minerals report, it would be permitted to do so provided it had obtained an independent private sector audit (IPSA) as required by the conflict minerals rules. [read post]
28 Aug 2012, 11:55 am by Jay Fishman
A retail buyer fund is a qualifying private fund that is not a venture capital company and that qualifies for the exclusion from the definition of an investment company under either (or both) section 3(c)(1) or 3(c)(5) of the Investment Company Act of 1940, as amended. [read post]
22 Jan 2018, 2:29 pm by Edward Eisert
” Title LXXIV, section 74002 of the FAST Act amended the exemption from investment adviser registration for any adviser solely to “private funds” with less than $150 million in assets under management in Advisers Act section 203(m) by excluding the assets of “small business investment companies” when calculating “private fund assets” towards the registration threshold of $150 million. [read post]
9 Jan 2019, 10:30 am by Galluzzo & Arnone
Continue reading → The post Which Unlawful Surveillance Cases are “Registrable” under SORA in New York? [read post]
21 Feb 2017, 8:21 am by Renae Lloyd
  The post Waveland Ventures Private Placement Investment Investigation appeared first on White Securities Law. [read post]