Search for: "State v. Hedge" Results 441 - 460 of 1,291
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24 Sep 2011, 10:52 am by Timothy Cornell
In Bulldog Investors General Partnership v. [read post]
11 Dec 2008, 5:41 pm
In both VCG and the other case lawyers are looking to, Merrill Lynch v. [read post]
4 Jan 2019, 3:33 am by Broc Romanek
Neither sense of the word seems particularly apt when applied to a summary of a hedging policy. [read post]
3 Oct 2018, 10:33 am by Mila Sohoni
The justices initially wanted Wall to explain how the government could reconcile its position in this case with its earlier position in United States v. [read post]
29 Apr 2016, 6:10 am
Endogenous Legal Traditions and Economic Outcomes Posted by Carmine Guerriero, University of Amsterdam, on Friday, April 22, 2016 Tags: Diversity, Efficiency, Financial Regulation, Globalization, International governance, Labor markets, Legal systems,Market efficiency, Social policies, Stakeholders Dieckman v. [read post]
8 Mar 2011, 1:59 pm by Ailyn Cabico
  The letter requested that NASAA reconsider requiring state-registered investment advisers to hedge funds and other private investment funds to provide detailed quarterly statements of all fund trading activity to all investors in their funds. [read post]
31 Jul 2015, 2:06 pm by Kenneth J. Vanko
Interestingly, the Court stated that "to some extent overbreadth is unavoidable given the imprecision of our language. [read post]
3 Oct 2019, 3:06 pm by Steven J. Tinnelly, Esq.
*New Case Law The California Court of Appeal recently ruled on the case of Eisen v. [read post]
2 May 2011, 8:12 am by Kara OBrien
In addition, Dodd-Frank prohibits an adviser from registering with the SEC under the Advisers Act if it (a) has assets under management of less than $100 million, and (b) is required to register in the state in which it maintains its principal office and place of business and, if registered, would be subject to examination by such state. [read post]
29 Sep 2011, 2:00 am by Kara OBrien
Judge Walrath found that the equity committee had stated a colorable claim against four hedge funds for violations of insider trading laws. [read post]
29 Sep 2011, 2:00 am by Kara OBrien
Judge Walrath found that the equity committee had stated a colorable claim against four hedge funds for violations of insider trading laws. [read post]
13 Apr 2012, 4:12 am by Broc Romanek
- Less than one-third (29%) of issuers are pooled investment funds (i.e. hedge funds, private equity funds and the like), of which a little more than half (55%) are hedge funds (i.e., 16% of all Reg D offerings are by self-reported hedge funds) [read post]
31 Dec 2019, 8:13 am by CFM Admin
Clients, Friends, Associates: As we prepare for a new year, we also reflect on an eventful 2019 year that included developments impacting both traditional hedge fund managers as well as those in the digital asset space. [read post]