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10 Mar 2021, 1:44 pm
If you have lost money with broker George Warner, Chelsea Financial Services, Dominion Investor Services, Inc, or IFS Securities, contact New York securities arbitration lawyers Iorio Altamirano LLP for a free and confidential evaluation of your account. [read post]
15 Oct 2020, 1:19 pm
Kik Interactive Inc., 2020 WL 5819770 (SDNY Sept. 30, 2020). [read post]
5 Oct 2007, 1:44 am
He was most recently the director of discovery solutions at Epiq Systems, Inc. where he developed and nurtured successful relationships with AmLaw 100 law firms and Fortune 500 corporations by delivering industry-leading service quality. [read post]
4 Jan 2007, 6:18 am
The New York Attorney General's Office is suing UBS Financial Services, Inc. for defrauding thousands of its customers. [read post]
31 Jul 2020, 8:03 am
In ToxicDocs, you will find entries for some testimony about Schepers, extolling his writings on asbestos and his role at the Trudeau Institute, at Saranac Lake, New York, usually by lawsuit industry expert witnesses, such as Barry Castleman. [read post]
12 Jul 2018, 6:01 am
According to BrokerCheck records financial advisor Herbert Voss (Voss), formerly associated with Stockcross Financial Services, Inc. [read post]
9 Sep 2020, 5:50 pm
Loftus, Inc. v White, 85 NY2d 874, 876 [1995]). [read post]
13 Sep 2013, 2:27 pm
FSAs were required to register with the Financial Industry Regulatory Authority (“FINRA”) and sign a Uniform Application for Securities Industry Registration or Transfer, which is referred to as a “Form U-4. [read post]
3 Mar 2010, 11:39 am
By Kara Maciel Another luxury New York hotel is the latest target in a constant stream of wage and hour class actions against the hotel and restaurant industry challenging the industry’s practices relating to tip pools and service charges. [read post]
29 Oct 2019, 8:56 am
Last week, a New York City panel of arbitrators with the Financial Industry Regulatory Authority (FINRA) unanimously awarded an investor represented by Malecki Law over $200,000 in damages, plus attorneys’ fees of $67,000 and 5% interest dating back to May 2018. [read post]
17 Mar 2017, 6:56 am
., a mid-sized broker-dealer based in New York City with 415 registered reps, is being investigated by three regulatory agencies, including the SEC, The Financial Industry Regulatory Authority Inc., the Securities and Exchange Commission and the Treasury Department’s Financial Crimes Enforcement Network, (FINCEN). [read post]
9 Feb 2023, 6:18 am
FINRA Censures and Fines Rosenblatt Securities According to a Letter of Acceptance Waiver and Consent, the Financial Industry Regulatory Authority (FINRA) has censured and fined Rosenblatt Securities, Inc., a broker-dealer headquartered in New York, NY, $35,000 in connection with private placement sales. [read post]
10 Mar 2021, 10:58 am
David Lerner Associates, Inc. [read post]
16 Oct 2010, 9:34 am
Rochester, NY October 9, 2010 -- D4, LLC, headquartered in Rochester, NY, USA and Commonwealth Legal Inc., of Toronto, Canada have officially bridged their end-to-end eDiscovery services across the border, forming the first alliance of its kind in the eDiscovery industry. [read post]
12 Feb 2020, 1:43 pm
Eric Weschke has been in the industry since 1994, and works out of Setauket, New York. [read post]
9 Feb 2009, 9:00 am
" Therefore, Read believed New York was prohibited from imposing any of its consumer protections laws on a nationwide industry. [read post]
18 Oct 2010, 2:49 pm
Leading Executives in the Legal Research Industry Join Bloomberg Law Lou Andreozzi and Larry D. [read post]
17 Feb 2023, 5:06 am
The National Association of Securities Dealers, Inc. [read post]
9 Jan 2012, 12:20 pm
Last week, health supplement retailer Vitamin Shoppe Industries Inc. [read post]
6 Oct 2017, 1:03 pm
Lyons entered the securities industry in 1983. [read post]
