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6 Jul 2016, 9:49 am
FINRA Broker Disciplinary Action Report May 2016Each month and again on a quarterly basis, the agency that regulates the financial industry, FINRA (Financial Industry Regulatory Authority), produces a detailed report that runs down all disciplinary actions recently taken against brokerage firms and brokers. [read post]
21 Mar 2022, 7:10 am
Circuit agreed) that judges are not limited in the reach of their decisions, as long as they first find that an agency’s actions were improper. [read post]
13 Jan 2021, 11:49 am
Here at Koprince Law LLC, we are eager to turn the page and move on with 2021, too. [read post]
30 Apr 2015, 10:46 am
Fishman, a frequent contributor to Federal Employment Law Insider and attorney with Fortney & Scott, LLC in Washington, D.C., said of the ruling in Mach Mining v. [read post]
10 Jul 2012, 2:22 pm
Domino's Pizza, LLC and the opinion is here.SHAW VALENZA LLP - http://shawvalenza.com [read post]
4 Jun 2008, 10:29 pm
These parties and agencies will benefit from a single judge hearing this case. [read post]
30 Jul 2010, 4:06 am
Kristen Nordlund of CDC said British officials told the agency in May 2009 of the outbreak there and the connection to MiceDirect. [read post]
14 Dec 2011, 5:10 pm
The FDA says that unless the ads are revised to address its concerns, the government agency may seize the Lap-Band or impose fines. [read post]
24 Feb 2011, 2:28 am
-based Conduit Capital Partners, LLC, the key Project sponsor. [read post]
12 Mar 2020, 10:05 am
In Academy Medical, LLC, B-418223 (Jan. 31, 2020), GAO considered a VA procurement for distribution and management of medical and other supplies for various VA medical centers and other government agencies. [read post]
16 Sep 2019, 5:15 am
This fact pattern comes straight from ProTech Services USA, LLC, B-417484 (July 19, 2019). [read post]
20 Nov 2019, 1:00 pm
The takeaway for businesses that use independent contractors is that they need to be aware of the risks presented by state agencies. [read post]
27 May 2022, 11:21 am
On September 24, 2021, a Petition for a Writ of Certiorari was filed in connection with 303 Creative LLC, et al. v. [read post]
13 Sep 2019, 8:00 am
” United States Agency for International Development v. [read post]
10 Oct 2011, 6:03 am
Note her comment about the efficacy of the enforcement agencies: One of the interesting points of the Madoff story when it comes to retirement and pension plans is that none of the 4 governmental agencies which regulate and audit retirement and pension plans saw Madoff coming. [read post]
20 Nov 2019, 1:00 pm
The takeaway for businesses that use independent contractors is that they need to be aware of the risks presented by state agencies. [read post]
8 May 2012, 2:37 pm
The complaint and proposed settlement, In the Matter of Myspace LLC, FTC File No. 102 3058, appear here on the FTC website. [read post]
8 Dec 2016, 7:18 am
Since the referral to the medical board was optional, it was a discretionary decision, and the agency was entitled to immunity. [read post]
13 Dec 2013, 5:40 am
Dedicated to the representation of investors in FINRA arbitration claims, The White Law Group, LLC is a national securities fraud law firm with offices in Chicago, Illinois and Boca Raton, Florida. [read post]
23 Feb 2024, 3:00 am
SSA puts beneficiaries in this category when the agency expects you to improve. [read post]
