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21 Feb 2024, 7:45 am by The White Law Group
  This window, featuring a wider array of securities including mutual funds, ETFs, stocks, and bonds, provided the same mutual funds available in the broker-dealer’s core menu of investments but at a reduced cost due to waived investment minimums. [read post]
23 Oct 2012, 10:52 am by Shafik Bhalloo
  The Court found that consideration could be present in instances where there is mutual understanding between employer and employee that the employer will not exercise its right to lawfully terminate the employment if the employee agrees to the restrictive covenant; however, the Court found that such mutual understanding did not exist in this case. [read post]
17 Mar 2009, 1:55 pm
Tell them how you know them, what mutual interests you have or what groups you're both members of. [read post]
5 Feb 2011, 2:29 am by gmlevine
The Policy provides that either party may commence an action “in at least one specified Mutual Jurisdiction. [read post]
3 May 2024, 6:39 pm by Yosi Yahoudai
The mutual aid requests made Thursday and Friday, April 25-26 — which would have provided UCLA with more officers as they dealt with the camp and a dueling area erected by pro-Israel activists — were both canceled by Thomas because the protests were peaceful, the sources said. [read post]
23 Oct 2012, 10:52 am by Shafik Bhalloo
  The Court found that consideration could be present in instances where there is mutual understanding between employer and employee that the employer will not exercise its right to lawfully terminate the employment if the employee agrees to the restrictive covenant; however, the Court found that such mutual understanding did not exist in this case. [read post]
27 Aug 2014, 8:02 am by Meena Harris
  Where, as here, the purpose of employee communications is to seek and provide mutual support looking toward group action to encourage the employer to address problems in terms or conditions of employment, not to disparage its product or services or undermine its reputation, the communications are protected. [read post]
8 Jan 2011, 7:15 am by Mark S. Humphreys
This happened in the 1983, Texas Supreme Court case styled, Dairyland County Mutual Insurance Company of Texas v. [read post]
17 Apr 2015, 4:09 pm by Anthony Zaller
The second meal period may be waived by mutual consent of the employer and employee only if the first meal period was not waived. [read post]
24 Apr 2019, 11:04 am by Green, Schafle & Gibbs
The firm subsequently provided $31,801 in restitution to these customers. [read post]
28 Sep 2016, 9:24 am by Green, Schafle & Gibbs
 was censured and required to provide FINRA with a remediation plan to remediate eligible customers who qualified for, but did not receive, the applicable mutual fund salescharge waiver. [read post]
12 Feb 2019, 8:20 am by Tom Zagorsky
A supervised person who has access to nonpublic information regarding the portfolio holdings of affiliated mutual funds is also an access person. [read post]
23 Oct 2012, 10:52 am by Shafik Bhalloo
  The Court found that consideration could be present in instances where there is mutual understanding between employer and employee that the employer will not exercise its right to lawfully terminate the employment if the employee agrees to the restrictive covenant; however, the Court found that such mutual understanding did not exist in this case. [read post]
16 Jul 2024, 7:16 am by Lisa Gelman
Provide Full Financial Disclosure: Both parties must provide complete disclosure of your financial status to one another. [read post]
16 Jul 2024, 7:16 am by Lisa Gelman
Provide Full Financial Disclosure: Both parties must provide complete disclosure of your financial status to one another. [read post]