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12 Mar 2018, 4:36 am by Andrew Lavoott Bluestone
Co. of N.Y., 98 NY2d 314, 326 [2002]; Cavaliere v 1515 Broadway Fee Owner, LLC, 150 AD3d 1190, 1191 [2017]). [read post]
12 Mar 2018, 12:42 am by Kevin LaCroix
John Reed Stark As I noted in a post at the time, on February 20, 2018, the SEC issued its guidance for cybersecurity-related disclosures. [read post]
10 Mar 2018, 11:10 am by John Hochfelder
LLC (1st Dept. 2018), the appellate court agreed with the trial judge  and affirmed the reduction to a total of $400,000. [read post]
10 Mar 2018, 12:00 am by Victor Medina
This week, Victor addresses some of the risk and expenses of investment platforms like Wealthfront and Fidelity target date funds. [read post]
7 Mar 2018, 10:30 am by Adam Gana
Previous registrations include Radner Research & Trading Company LLC, First Merger Capital, LLC and Seaboard Securities, Inc., which has been expelled by FINRA. [read post]
7 Mar 2018, 6:25 am by Ben Vernia
On February 23, the Department of Justice announced that it had filed a complaint-in-intervention against a Florida-based compounding pharmacy, Diabetic Care Rx LLC d/b/a Patient Care America (PCA), its executives, and the private equity firm that owns it, for paying illegal kickbacks. [read post]
6 Mar 2018, 5:22 pm by Aurora Barnes
FCStone, LLC 17-1086 Issues: (1) Whether, in mass financial fraud bankruptcy and federal receivership cases, all victims of a debtor’s fraud should share equally in the distribution of commingled funds (a) without regarding to whether an individual creditor has attempted to pursue a trust remedy against such funds or has elected to rely on the trustee to recover and distribute the recovered funds equally to all creditors; and (b) even where “actual tracing”… [read post]