Search for: "Capital Funding Group Inc "
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8 Feb 2021, 7:10 am
In 2019, GPB announced that the value of its funds were down significantly in value. [read post]
12 May 2009, 5:49 am
The wrongful conduct to which Ramirez pleaded guilty in part concerns dealings between Morris and a Los Angeles-based placement agent firm called Wetherly Capital Group, as well as a Dallas-based firm called Aldus Equity Partners, according to a person familiar with the matter. [read post]
1 Dec 2023, 8:06 am
His previous employers include Ameriprise Financial Services, Inc. [read post]
9 Dec 2009, 6:55 am
I believe that the two factors which most determine the long-term health of a nation are its education system and its capital market (that is, its systems for developing human capital and for marrying it to financial capital). [read post]
7 Feb 2017, 6:10 am
Rowe Price Associates, Inc., ValueAct Capital, Vanguard, Washington State Investment Board, and Wellington Management. [read post]
29 Nov 2011, 3:29 pm
Investors Capital Corporation of Lynnfield, MA, was ordered to pay roughly $400,000 in restitution to affected customers in connection with the sale of two Provident Royalties private placements and was also sanctioned in connection with an additional offering issued by CIP Leveraged Fund Advisors. [read post]
2 Oct 2013, 3:45 pm
These charges include stock manipulation, unsuitable self-offerings of securities, and use of Firm funds to pay personal expenses of Firm principals, among others. [read post]
29 Aug 2012, 12:10 pm
Whitman, who is a Whitman Capital LLC portfolio manager, was charged with using insider trading tips to trade in Marvell Technology Group Ltd. [read post]
5 May 2022, 9:01 pm
Marble Ridge Capital: The Story Behind the $1 Billion-Plus Legal Battle, Fashion L. [read post]
23 Jan 2024, 8:49 am
Inc. [read post]
20 May 2022, 11:57 am
(AGNC)-25.21% YTD Annaly Capital Management Inc (NLY) -23.01% YTD Two Harbors Investment Corp (TWO) -17.37% YTD MFA Financial Inc (MFA) -28.65% YTD Mortgage REITs or mREITs help provide essential liquidity for the real estate market by investing in residential and commercial mortgages, as well as residential mortgage-backed securities (RMBS) and commercial mortgage-backed securities (CMBS), according to Nareit. [read post]
24 Feb 2012, 2:44 pm
He was registered with Cambridge Way, Inc. from 02/2004-07/2006, Synergy Investment Group, LLC from 06/2006-06/2008, and Institutional Capital Management, Inc. [read post]
22 Sep 2021, 10:28 am
(CRD # 2236071) from the securities industry after he allegedly refused to produce information and documents requested by FINRA in connection with its investigation into whether he converted customer funds. [read post]
3 Apr 2020, 6:03 am
Gregory, Rebecca Grapsas and Claire Holland, Sidley Austin LLP, on Sunday, March 29, 2020 Tags: Boards of Directors, COVID-19, Disclosure, Human capital, Regulation FD, Risk, Risk management, Shareholder meetings, Virtual meetings The “Market Exception” in Appraisal Statutes Posted by Gil Matthews, Sutter Securities, Inc., on Monday, March 30, 2020 Tags: Appraisal rights, Delaware cases, Delaware… [read post]
20 Oct 2023, 8:06 am
The Financial Industry Regulatory Authority Inc. [read post]
5 Dec 2011, 3:00 am
Panam Management Group, Inc. v. [read post]
26 Jan 2018, 6:32 am
Klingsberg, Cleary Gottlieb Steen & Hamilton LLP, on Friday, January 19, 2018 Tags: Boards of Directors, CalSTRS, Corporate Social Responsibility, ESG, Hedge funds, Institutional Investors, Pension funds, Shareholder activism, Shareholder proposals, Shareholder voting Letter from JANA Partners & CalSTRS to Apple, Inc. [read post]
13 Feb 2018, 8:00 am
January 2018 BitFrontier Capital Investments Purio Inc. [read post]
12 Dec 2008, 3:54 pm
The hedge funds (plaintiffs) include: Zazove Associates LLC Private Management Group Inc Gracie Capital Black Horse Capital LP Black Horse Capital QP LP Black Horse Capital Offshore Ltd Cohanzick Management LLC, Lanphier Capital Management Inc Milestone Vimba Fund LP Ingalls & Snyder LLC MSF 93 LP Hedgehog Capital LLC [read post]
15 Apr 2024, 6:48 am
Because I now have that on my bingo card…] “Quinn Emanuel Inks $40 Million Deal to Fund Private Equity Suits” — “Quinn Emanuel Urquhart & Sullivan will receive $40 million in litigation funding from Longford Capital to finance lawsuits for private equity firms and their portfolio companies. [read post]
