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20 Mar 2015, 7:14 am by Adam Weinstein
FINRA requires firms preserve for at least 6 years all communications relating to its business and to provide for ways to store electronic media. [read post]
26 Feb 2010, 9:16 am by Page Perry LLC
As reported in recent articles in Investment News, after the SEC filed fraud charges against Medical Capital Holdings Inc, the Financial Regulatory Authority indicated that it has “a number of investigations under way involving the allegations of wrongdoing arising from the sale of these ‘Reg D’ private placements. [read post]
16 Nov 2010, 4:30 am by Frances G. Zacher
The plaintiff had bought what the Court described as a "high performance automobile" -- a Ford Mustang -- which contained components manufactured by Saleen, Inc., a company that had a joint manufacturing agreement with Ford. [read post]
12 Aug 2010, 2:21 pm by Transplanted Lawyer
American Sportsmen Television Equity Society, Inc. (1951) 102 Cal.App.2d 288, 290. [read post]
7 Nov 2013, 6:30 am by Michael B. Stack
Management and other executives focus on ways to save money on the medical end, by using aggressive management tactics to contain medical exposure. [read post]
27 Oct 2019, 11:17 am by Stuart Kaplow
By way of a federal court order that became final last month, Truly Organic Inc. and its founder will pay $1.76 million to settle a Federal Trade Commission greenwashing complaint alleging that their nationally marketed bath and beauty products are neither “certified organic” nor “vegan” as falsely claimed. [read post]
6 Dec 2017, 1:19 pm by ligitsec
105 S.Ct. 2218 85 L.Ed.2d 588 HARPER & ROW, PUBLISHERS, INC. and the Reader’s Digest Association, Inc., Petitionersv.NATION ENTERPRISES and the Nation Associates, Inc. [read post]
8 Feb 2018, 7:13 am by Fraud Fighters
On Tuesday, January 30, 2018, United States Attorney for the Middle District of Florida Maria Chapa Lopez announced the settlement of a false claims act case against AmeriCare Ambulance Service, Inc. and its sister company, AmeriCare ALS, Inc. [read post]
Department of Justice (DOJ) and the 17 state attorneys general bringing the suit, but may also, coupled with the DOJ’s earlier settlements with Visa Inc. and MasterCard Inc., have a major impact on the relationship between U.S. merchants and credit card companies in the future. [read post]