Search for: "D & D Management and Investement, LLC"
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2 Mar 2009, 1:47 am
According to a February 27, 2009 article in the Financial Post (here), on February 25, 2009, Calgary-based furniture manufacturer has initiated a class action lawsuit in the Alberta Court of Queen’s Bench against Allen Stanford, Stanford International Bank, Stanford Group Company, Stanford Capital Management LLC, James M. [read post]
1 Nov 2019, 6:00 am
Investment Management: Compliance Developments & Calendar for Private Fund Advisers Posted by Jason M. [read post]
28 Jan 2023, 7:32 am
Over the past few years, massive asset managers and financial institutions have increasingly focused on prioritizing ESG factors when making key investment decisions. [read post]
10 Jan 2010, 6:31 am
Sec. 1332(d)(1). [read post]
31 Mar 2017, 6:03 am
De Ghenghi and Margaret Tahyar, Davis Polk & Wardwell LLP, on Tuesday, March 28, 2017 Tags: Banks, Capital markets, CHOICE Act, Derivatives, Dodd-Frank Act, Donald Trump, FDIC, FHCs, Financial institutions, Financial reform, Financial regulation, Investment banking, Swaps The “Why” Question in Investment Theory Posted by Saker Nusseibeh, Hermes Investment Management, on Tuesday, March 28, 2017 Tags: Accountability, Capital allocation, Capital… [read post]
2 Mar 2009, 10:00 pm
CV-06056-TC (D. [read post]
20 May 2019, 3:24 am
Another concerned the allocation of the company’s limited resources to R&D versus building an in-house sales force. [read post]
7 Jun 2022, 5:12 am
“We believe there are many more investors who have suffered losses due to unsuitable investment recommendations in GWG L Bonds who don’t realize they have recourse, or may be unaware of any wrongdoing,” said D. [read post]
14 Mar 2016, 2:56 am
A paralegal working at the insured law firm, Cumberland & Erly, LLC (“C&E”), embezzled $157,268.75 through forging checks. [read post]
3 May 2011, 1:32 pm
" Tana Energy Capital LLC, an energy investment and advisory firm, testified that, "CEDA has a focused purpose to promote affordable financing for clean energy technologies and projects which would not get financing otherwise. [read post]
21 Jul 2010, 6:46 am
Law Lessons from WESTWOOD INVESTMENT CO., LLC. [read post]
9 Aug 2013, 11:27 am
The following is a guest post from Bob Rice of Trans-Pacific Management Partners LLC. [read post]
5 Jun 2024, 6:51 am
Meyer disclosed in his first Supplemental Declaration that V&E represents certain members of the Ad Hoc Group in unrelated matters… Specifically, V&E represents Ares Management, LLC, Morgan Stanley & Co., LLC, Oaktree Capital Management, LP, and Monarch Alternative Capital LP. [read post]
3 Jul 2013, 2:55 pm
European Union’s Alternative Investment Fund Managers Directive (&l [read post]
2 May 2012, 8:36 am
Coryn Group II, LLC v. [read post]
18 Feb 2019, 2:34 pm
” The order also halted ongoing “pre-ICO” sales by the company, Blockvest LLC and its founder, Reginald Buddy Ringgold, III. [read post]
6 May 2014, 4:26 pm
If you have any questions about this alert, please contact Marc D. [read post]
3 May 2012, 9:13 am
It’s not just testimonial about the investment manager, but testimonials about the portfolio companies. [read post]
16 Sep 2019, 1:45 pm
Inc., with Lake Street Capital Markets, LLC acting as joint book-running manager. [read post]
13 May 2020, 8:24 am
Publicly-available Form D and Form D amendments filed with the SEC list the following firms as receiving sales compensation for selling The Parking REIT: Accelerated Capital Group; Centaurus Financial, Inc.; Coastal Equities, Inc.; Crown Capital Securities, L.P.; Forest Securities, Inc.; Great Point Capital LLC; NI Advisors; Sandlapper Securities, LLC; Whitehall-Parker Securities, Inc. [read post]
