Search for: "Estate of Dodds" Results 461 - 473 of 473
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30 Dec 2011, 7:27 am by William McGrath
Madoff Investment Securities LLC was transferred to her estate and liquidated for approximately $2 million and the Trustee administering the Madoff liquidation filed a clawback suit against Mr. [read post]
28 Aug 2012, 11:55 am by Jay Fishman
A permanent private fund adviser exemption was adopted by the California Department of Corporations, effective August 27, 2012, following public comments first received between February 20 and March 25 of 2012 and more recently received during a 15-day period after final amendments were made to the rule on June 18, 2012. [read post]
17 Dec 2020, 8:30 pm by Jim Sedor
The agency voting to adopt industry-friendly changes to its “resources extraction” disclosure rule follows a 10-year industry fight to water down the measure, mandated by the 2010 Dodd Frank law passed to battle corporate corruption. [read post]
23 Jan 2012, 2:00 am by INFORRM
Half-day seminar on legal knowledge in a digital age, with speakers including Geoffrey Robertson QC, Hugh Tomlinson QC, Heather Brooke, Mike Dodd and Adam Wagner. [read post]
27 Sep 2009, 11:09 pm
More or less simultaneously, House and Senate Committees chaired by Congressman Frank and Senator Dodd, respectively, have at last begun meeting to consider possible improvements to - perhaps even a complete "overhaul" of - our U.S. [read post]
25 Sep 2008, 2:33 pm
Well, several variations are possible, and some are already on offer - for example, by Mike Barr at the Center for American Progress, by Bob Shiller at Cowles, by Senator Dodd and Representative Frank, and even by me. [read post]
13 Jun 2016, 1:00 pm by Dykema
  The rule does exclude certain types of products: Certain purchase money security interest loans; Real estate secured credit; Credit cards; Student loans; Non-recourse pawn loans; and Overdraft services and lines of credit. [read post]
20 Jan 2012, 7:21 am by Mandelman
All of these factors and more will combine to reduce future demand for residential real estate dramatically… perhaps by half, but in addition, with no secondary mortgage market… no ability to securitize debt… even those wanting to buy homes going forward will find credit to be tight and tighter, destroying any potential for recovery in the housing market. [read post]
14 Nov 2023, 9:01 pm by renholding
The Securities and Exchange Commission announced that it filed 784 total enforcement actions in fiscal year 2023, a 3 percent increase over fiscal year 2022, including 501 original, or “stand-alone,” enforcement actions, an 8 percent increase over the prior fiscal year. [read post]
15 Nov 2023, 6:26 am by jeffreynewmanadmin
The Securities and Exchange Commission filed 784 total enforcement actions in fiscal year 2023, a 3 percent increase over fiscal year 2022, including 501 original, or “stand-alone,” enforcement actions, an 8 percent increase over the prior fiscal year. [read post]