Search for: "GARY DAY"
Results 461 - 480
of 4,302
Sort by Relevance
|
Sort by Date
28 Feb 2022, 7:08 am
The agency intends to use that disclosure to make aggregate data about large short positions, including daily short sale activity data, available to the public for each individual security (Short Position and Short Activity Reporting by Institutional Investment Managers, Release No. 34-94313; Notice of the Text of the Proposed Amendments to the National Market System Plan Governing the Consolidated Audit Trail for Purposes of Short Sale-related Data Collection, Release No. 34-94314; Reopening of… [read post]
24 Feb 2022, 2:21 pm
ET on a business day. [read post]
22 Feb 2022, 9:58 am
” SEC Chair Gary Gensler echoed that sentiment in the agency’s press release, saying the BlockFi settlement “makes clear that crypto markets must comply with time-tested securities laws, such as the Securities Act of 1933 and the Investment Company Act of 1940. [read post]
19 Feb 2022, 1:49 pm
Q: As a marketing professor, the word I say every day is Google. [read post]
18 Feb 2022, 2:14 pm
., 30 days. [read post]
18 Feb 2022, 9:36 am
The revised rules are effective 30 days after publication of a summary of the order in the Federal Register, except for portions of the rules requiring OMB approval. [read post]
17 Feb 2022, 2:51 pm
The SEC would grant covered exchanges a grace period, during which they can operate provisionally until the earlier of either: (1) the date the entity registers as a broker-dealer and becomes a member of a national securities association, or (2) 210 calendar days after the effective date of any final rule.[23] The proposed 210 calendar day transition period would provide time for a covered entity to submit its broker-dealer registration application, for FINRA to… [read post]
15 Feb 2022, 9:48 am
Companies subject to the HFCAA are given 15 days to dispute the SEC requirement for enhanced disclosure. [read post]
11 Feb 2022, 6:11 am
Posted by Gary Gensler, U.S. [read post]
11 Feb 2022, 3:24 am
Even before SEC Chair Gary Gensler was officially confirmed to his current office, people were predicting that Section 13(d) reform would be high on his list of priorities. [read post]
11 Feb 2022, 3:00 am
National/Federal ‘Blue’ Suburban Moms Are Mobilizing to Counter Conservatives in Fights Over Masks, Book Bans and Diversity Education Washington Post – Annie Gowan | Published: 2/9/2022 Dozens of suburban moms from around the country dialed into an Ohio-based Zoom training session with the same goal – to learn how to combat the increasingly vitriolic rhetoric from parents whose protests over mask mandates and diversity education have turned school board meeting rooms… [read post]
10 Feb 2022, 9:03 pm
Biden’s executive order on worker organizing, which created the task force and directed it to provide recommendations within 180 days. [read post]
10 Feb 2022, 2:35 pm
At National Whistleblower Day 2021, Gensler announced that his staff were reviewing the whistleblower program and soon thereafter announced they would revise aspects of the 2020 rule changes. [read post]
Proposed rules enhance regulation of private fund advisers and bolster cybersecurity risk management
10 Feb 2022, 9:56 am
The statements are to be distributed within 45 days after the calendar quarter end.Next, the proposal would require that private fund advisers obtain an annual audit of the financial statements of the private funds they manage. [read post]
7 Feb 2022, 8:43 am
Rio Gary II, L.P. [read post]
4 Feb 2022, 8:19 am
Written by Ankur Kapoor Edited by Gary J. [read post]
3 Feb 2022, 8:05 am
” Written by Daniel Vitelli Edited by Gary J. [read post]
31 Jan 2022, 10:00 pm
Gary Koch of Petrie + Pettit S.C. [read post]
31 Jan 2022, 10:47 am
Sincerely, Eugene Volokh, Gary T. [read post]
31 Jan 2022, 3:30 am
Gary Spitko, How Should Non-Probate Transfers Matter in Intestacy? [read post]
