Search for: "Harris & Harris LLC" Results 461 - 480 of 1,448
Sorted by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
6 Aug 2019, 8:52 am by Silver Law Group
According to FINRA Disciplinary actions for July 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS   Bender, Charles III   Suntrust Investment Services, Inc   JP Morgan Securities LLC   Bingham, Daniel   Essex Securities LLC   Investors… [read post]
13 Dec 2022, 11:17 am by Dan Harris
Companies can also register a CJV as an LLC if desired. [read post]
18 Nov 2022, 6:30 am
Bebchuk, Kobi Kastiel, Anna Toniolo (Harvard Law School), on Monday, November 14, 2022 Tags: Corporate disputes, Mergers & acquisitions, Poison pills, Stakeholders, Twitter SEC Finalizes New Clawback Rules Posted by Mike Kesner, Lane Ringlee, Pay Governance LLC, on Tuesday, November 15, 2022 Tags: Clawbacks, Compensation disclosure, Dodd-Frank Act, Financial reporting, SEC, SEC rulemaking Does Voluntary Financial Disclosure Matter? [read post]
18 Nov 2022, 6:30 am
Bebchuk, Kobi Kastiel, Anna Toniolo (Harvard Law School), on Monday, November 14, 2022 Tags: Corporate disputes, Mergers & acquisitions, Poison pills, Stakeholders, Twitter SEC Finalizes New Clawback Rules Posted by Mike Kesner, Lane Ringlee, Pay Governance LLC, on Tuesday, November 15, 2022 Tags: Clawbacks, Compensation disclosure, Dodd-Frank Act, Financial reporting, SEC, SEC rulemaking Does Voluntary Financial Disclosure Matter? [read post]
21 Oct 2022, 6:30 am
Chia, Soundboard Governance LLC, on Friday, October 14, 2022 Tags: Corporate governance, Cybersecurity, Databases, ESG, Risk, Taxation Remarks by Commissioner Peirce before the University of California Irvine Audit Committee Summit Posted by Hester M. [read post]
2 May 2018, 3:58 am by Dan Harris
Dan Harris – Harris Bricken Chad Hoffman – Milwaukee 7 (Moderator) Tom Muldoon – American Exchanger Services   3:15 p.m. to 5:00 p.m. [read post]
30 Mar 2012, 1:44 pm by WSLL
Harris, Harris Law Firm, P.C., Evanston, Wyoming.Representing Appellee State of Wyoming, Department of Transportation: Gregory A. [read post]
25 Jun 2012, 3:36 pm by WSLL
Harris of Harris Law Firm, PC; Scott D. [read post]
12 Sep 2011, 4:41 pm by Colin O'Keefe
  - Seattle attorney Doug Batey of Stoel Rives on the firm's blog, LLC Law Monitor The Data Breach you may not have heard about, but should definitely care about - Boston lawyer John Lacey of The McCormack Firm at his Massachusetts Data Privacy Law Blog Social Media and the NLRB: Two Must Read Reports for Employers and HR Professionals - West Bloomfield attorney Jason Shinn of E-Business Counsel on his blog, Michigan Employment Law Advisor Protecting… [read post]
9 Apr 2020, 6:58 am by Renae Lloyd
The sales compensation recipients were purportedly The PrinceRidge Group LLC and Sanders Morris Harris, according to the Reg D. [read post]
12 Sep 2011, 4:41 pm by Colin O'Keefe
  - Seattle attorney Doug Batey of Stoel Rives on the firm's blog, LLC Law Monitor The Data Breach you may not have heard about, but should definitely care about - Boston lawyer John Lacey of The McCormack Firm at his Massachusetts Data Privacy Law Blog Social Media and the NLRB: Two Must Read Reports for Employers and HR Professionals - West Bloomfield attorney Jason Shinn of E-Business Counsel on his blog, Michigan Employment Law Advisor Protecting… [read post]
7 Jan 2021, 8:30 pm by Jim Sedor
National/Federal Aides Weigh Resignations, Removal Options as Trump Rages Against Perceived Betrayals MSN – Philip Rucker, Josh Dawsey, Shane Harris, and Ashley Parker (Washington Post) | Published: 1/7/2021 President Trump was ensconced in the White House residence, raging about perceived betrayals, as an array of top aides weighed resigning and some senior administration officials began conversations about invoking the 25th Amendment – an extraordinary measure that… [read post]