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14 Dec 2017, 10:48 pm by GJEL
The settlement was part of a wider action in the US and Europe netting over $10 billion from banks including Bank of America, Citigroup, JPMorgan Chase, and Morgan Stanley. [read post]
14 Dec 2017, 4:04 pm by Randy Shaheen and Kathleen Sheridan
Stanley Brothers published testimonials attesting to efficacy in treating cancer and depression, and linked to other websites that promoted CBD to treat Alzheimer’s, diabetes, leukemia, Parkinson’s, and strokes. [read post]
13 Dec 2017, 9:36 am by Lorelie S. Masters
In this final post in our Hunton & Williams Bermuda Form Arbitration Series, we discuss case law involving the Bermuda Form. [read post]
10 Dec 2017, 8:16 am
., here).Stanley Fahn, a neurologist at Columbia University who has seen a summary of the Cuban report, agrees that “it could certainly all be psychogenic. [read post]
5 Dec 2017, 11:40 am by Lorelie S. Masters
  She is co-author, with English Barristers, Richard Jacobs QC and Paul Stanley QC, of Liability Insurance in International Arbitration: The Bermuda Form (Hart Publishing, 2d ed. 2011) (“The Bermuda Form”), which won the 2012 Book Prize of the British Insurance Law Association for outstanding contributions to the literature on insurance coverage. [read post]
1 Dec 2017, 2:55 pm by Jeff Kern and Kate Ross*
One of the most eye-catching items in the recently released 2017 Annual Report of the Enforcement Division of the Securities and Exchange Commission (SEC or the Commission) is the significant decline in enforcement activity from 2017. [read post]
29 Nov 2017, 4:23 pm by Jeff Kern and Kate Ross*
One of the most eye-catching items in the recently released 2017 Annual Report of the Enforcement Division of the Securities and Exchange Commission (SEC or the Commission) is the significant decline in enforcement activity from 2017. [read post]
29 Nov 2017, 1:07 pm by Lorelie S. Masters
She is co-author, with English barristers Richard Jacobs QC and Paul Stanley QC, of Liability Insurance in International Arbitration: The Bermuda Form (Hart Publishing, 2d ed., 2011) (“The Bermuda Form”), which won the 2012 Book Prize of the British Insurance Law Association for outstanding contributions to the literature on insurance coverage. [read post]
27 Nov 2017, 1:01 pm by Gene Killian
Along those lines, I like to quote former Chief Justice Stanley Feldman of the Arizona Supreme Court, who once eloquently wrote: “In delineating the benefits which flow from an insurance contract relationship we must recognize that in buying insurance an insured usually does not seek to realize a commercial advantage but, instead, seeks protection and security from economic catastrophe. [read post]
27 Nov 2017, 1:01 pm by Gene Killian
Along those lines, I like to quote former Chief Justice Stanley Feldman of the Arizona Supreme Court, who once eloquently wrote: “In delineating the benefits which flow from an insurance contract relationship we must recognize that in buying insurance an insured usually does not seek to realize a commercial advantage but, instead, seeks protection and security from economic catastrophe. [read post]
27 Nov 2017, 10:51 am by Mark Astarita
After its creation inHowever, last month, Morgan Stanley announced it was withdrawing from the protocol. [read post]
25 Nov 2017, 4:42 am
UBS Trails Morgan Stanley Out the Door on Broker Protocol(Financial Advisor IQ, by Rita Raagas De Ramos November 28, 2017) http://financialadvisoriq.com/c/1806543/209103 UBS is withdrawing from the Protocol for Broker Recruiting, effective December 1, making it the second wirehouse and first original signatory to announce its exit.Edward Jones Stockbroker Shot Blanks In FINRA Customer Signature Settlement http://www.brokeandbroker.com/3690/finra-signature-/ It's… [read post]
23 Nov 2017, 9:30 pm by Sarah Madigan
In an article, Brad R. [read post]
22 Nov 2017, 10:35 am by Jim Walker
Rough weather had delayed the cruise, with the capital of the Falklands, Stanley, being omitted from the itinerary. [read post]
22 Nov 2017, 8:14 am
Today's BrokeAndBroker.com Blog considers a recent regulatory settlement imposed upon a former stockbroker by the Financial Industry Regulatory Authority. [read post]
20 Nov 2017, 9:57 am by Lorelie S. Masters
  She is co-author, with English Barristers, Richard Jacobs QC and Paul Stanley QC, of Liability Insurance in International Arbitration: The Bermuda Form (Hart Publishing, 2d ed. 2011) (“The Bermuda Form”), which won the 2012 Book Prize of the British Insurance Law Association for outstanding contributions to the literature on insurance coverage. [read post]
15 Nov 2017, 10:12 am by Paul T. Moura
  She is co-author, with English Barristers, Richard Jacobs QC and Paul Stanley QC, of Liability Insurance i [read post]