Search for: "UBS Ag"
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7 Jun 2018, 1:56 pm
Brain atrophy is a normal part of aging that happens to all of us, starting in our mid-20’s. [read post]
8 Oct 2014, 5:18 am
Is it really significant that New York would be the “first large state” to go the UBE route? [read post]
18 May 2009, 1:52 am
(C), UBS AG (UBS) and Merrill Lynch & Co. in August 2004. [read post]
23 Aug 2012, 1:18 pm
, Reuters, August 20, 2012 Arbitrator Appointment Frequently Asked Questions, FINRA More Blog Posts: Morgan Stanley Smith Barney Ordered by FINRA Arbitration Panel to Pay $5M Over Allegedly False Promises Made To Brokers Recruited from UBS AG, Stockbroker Fraud Blog, June 22, 2012 Apple REIT Arbitration: FINRA Rules Against David Lerner Associates in First of Hundreds of Cases, Stockbroker Fraud Blog, May 26, 2012 UBS, Citigroup FINRA Arbitration with Nonprofit… [read post]
14 Jun 2012, 5:51 pm
(WFC), UBS AG (UBS), and Morgan Stanley (MS) $9.1 million for their alleged failure to correctly train sales employees about the features of and risks involved with leveraged and inverse exchange-traded funds. [read post]
29 Jul 2011, 11:30 am
The suspected infractions byCredit Suisse are “exactlylike” those committed byUBS AG, said the person, who asked not to be named. [read post]
30 Jan 2017, 10:25 am
’ By UB Professor Garrett Epps [read post]
30 Apr 2012, 7:30 am
After UBS, the US dragnet also involved investigations into alleged tax evasion involving other Swiss and offshore banks, namely Credit Suisse AG, Wegelin & Co and HSBC Holdings. [read post]
21 May 2008, 9:07 am
And a few weeks ago, Swiss-based UBS AG announced a $19 billion writedown of its assets for the first quarter. [read post]
23 Jul 2012, 6:44 am
Court of Appeal (Civil Division) The Trademark Licensing Co Ltd & Anor v Leofelis SA [2012] EWCA Civ 985 (23 July 2012) Faraday Reinsurance Co Ltd v Howden North America Inc & Anor [2012] EWCA Civ 980 (20 July 2012) O’Cathail v Transport for London [2012] EWCA Civ 1004 (20 July 2012) Michael & Ors v South Wales Police & Anor [2012] EWCA Civ 981 (20 July 2012) Konodyba v Royal Borough of Kensington and Chelsea [2012] EWCA Civ 982 (20 July 2012) Backhouse v HM Revenue &… [read post]
18 Jul 2008, 4:26 pm
Morgan Stanley UBS AG Freddie Mac Fannie Mae [read post]
28 Feb 2010, 11:56 pm
Swiss Government Asks UBS to Pay Legal Costs in Tax Dispute With U.S. [read post]
14 Dec 2010, 10:47 am
Nearly 15,000 taxpayers came forward during the previous IRS amnesty program last year after U.S. tax authorities reached landmark settlements with UBS AG where the Swiss bank agreed to reveal the identities of its US citizen clients who were suspected of under-reporting income and/or tax evasion. [read post]
21 Sep 2013, 6:51 am
The firms that were included in the investigation were Morgan Stanley, LPL Financial, Merrill Lynch, UBS AG, Bank of America Corp., Fidelity Investments, Wells Fargo and Co., Charles Schwab Corp., and TD Ameritrade along with other firms. [read post]
3 Jun 2008, 2:21 pm
He currently serves as a vice president at UBS AG, a colossal, Swiss-owned investment bank, the post, no doubt, a thank you for assiduously looking out for Wall Street interests during his 23 years in public office. [read post]
2 Apr 2012, 11:56 am
As the legal memo at “Customer Identification At UBS AG And Some Other Banks” explains, bank customers in Switzerland execute a “declaration of beneficial ownership” to identify themselves when opening financial accounts. [read post]
6 Feb 2010, 9:00 pm
A former Yale Law School visiting scholar discusses the use of "Form A's" and shares some of his views on Swiss banking, at "Customer Identification At UBS AG And Some Other Banks". [read post]
18 Jan 2008, 7:12 am
., Morgan Stanley, and Swiss bank UBS AG, according to this week's Wall Street Journal reports, relating to use of derivatives by hedge funds and other offshore investors. [read post]
27 Jan 2015, 12:13 pm
The investment seeks to provide daily investment results (before fees and expenses) that correspond to twice the daily performance of the Dow Jones—UBS Crude Oil Sub-Index. [read post]
9 Mar 2007, 10:01 am
Brown made his bones as an analyst at Paine Webber, now UBS AG and DLJ, now Credit Suisse. [read post]
