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27 Jun 2016, 5:29 am
The shift is already occurring, but the next five years will bring an even greater influx of new tools that will take many of the jobs away from traders, analysts and associates. [read post]
20 Jul 2010, 9:57 pm
He is disappointed to learn this, since (i) the Bodurs are a lovely couple, who have espoused the small business values that successive British governments claim they support, and this appeal is depressing news for them; (ii) they have really suffered in commercial, financial and family terms through the drain on their time, physical and mental strength and emotional resources as they fight a battle that, they feel (and this Kat agrees) should never have to be fought, and (iii) are they are in… [read post]
5 Jul 2014, 1:46 pm
I was struck by a paragraph in an earlier version of the Reuters report (apparently removed from the version now at the link): A senior bond trader at a major Chinese state-owned bank in Shanghai noted that while investors still largely considered debt issued by provincial-level financing vehicles to be effectively guaranteed, that no longer held true for lower level entities. [read post]
10 Jun 2022, 1:10 pm
These products may have been sold at the following retailers, including, but not limited to: HEB, Kroger, Safeway, Sprouts Farmers Market, Trader Joe’s, Walmart, Weis Markets, and WinCo Foods. [read post]
9 Jun 2020, 8:42 am
Missing trader intra-community (MTIC) fraud is the most commonly encountered type of value added tax (VAT) fraud in the EU. [read post]
23 Oct 2021, 5:26 pm
Of the nine people who reported eating salami sticks, eight ate or may have eaten Citterio brand Premium Italian-Style Salame Sticks purchased from Trader Joe’s grocery stores. [read post]
26 Feb 2016, 10:38 am
On February 11, 2016, the Financial Industry Regulatory Authority (“FINRA”) filed a proposed rule with the Securities and Exchange Commission (“SEC”) that would require individuals who “design, develop or significantly modify algorithmic trading strategies” (or “ATS”) as well as individuals responsible for the “day-to-day supervision or direction of the development process,” to pass a qualification exam and register with FINRA as securities… [read post]
14 Jul 2011, 9:00 am
Justice Nakayama (joined by Circuit Court Judge Trader, sitting by assignment) dissented because the good faith determination was a final order appealable only to the federal district court. [read post]
11 Sep 2008, 7:07 pm
A securities class-action against Bloomberg News is likely the next follow-up story to the debacle, in which traders and automated programs dumped the carrier's stock based on true news that the business wire regurgitated from a six-year-old Chicago Tribune article. [read post]
4 Mar 2007, 11:52 am
Imagine a setting where you care about performance (e.g. a professional football team, or a currency trader). [read post]
9 Aug 2021, 9:03 am
The amendments to the law amend the definition of financial institutions in the AMLA, under Section 6110(a), to include art and antiquities traders, thereby holding them to the same reporting standards as financial institutions under the BSA. [read post]
14 Sep 2016, 11:02 am
The SEC’s complaint also states that Wealthpire materials claimed that Backus made millions of dollars before “deciding to help other investors” by starting an alert service that let traders copy his every trading move. [read post]
31 Mar 2011, 3:51 pm
It has always been axiomatic in European competition terms that the existence of a dominant position in a marketplace is not harmful unless it is abusive, but Google is so ominpowerful and omnipresent, and is such an essential facility for all traders in all markets at all times, that there is no way to deal with it other than by breaking it up into lots of Baby Googles that will be forced to compete with one another, by analogy with the Baby Bells and Standard Oil. [read post]
9 Jan 2024, 9:02 pm
It requires businesses involved, such as dog farms, butchers, traders, and restaurants, to register their businesses with local authorities to receive financial support. [read post]
4 Jun 2014, 12:55 am
Think politicians, many execs and entrepreneurs, 1980s-era bond traders, actors, writers, surgeons, all AUSAs and nearly every trial lawyer you meet.* The third group is comprised of those with a clinical diagnosis of Narcissistic Personality Disorder (NPD). [read post]
9 Oct 2020, 10:28 am
Numerous JPM traders placed these spoof orders “to buy or sell certain gold, silver, platinum, palladium, Treasury note, and Treasury bond futures contracts with the intent to cancel those orders prior to execution. [read post]
20 Feb 2012, 6:00 am
Kinnucan will be found guilty or not guilty (or liable or not, in the SEC’s case), but his case likely won’t provide the definition that many traders crave. [read post]
17 Dec 2008, 2:53 pm
It is therefore worrying that the research showed that:40% of businesses surveyed took no practical action such as trade mark registration or employee training to ensure their and others IP is protected.A third of businesses surveyed were not aware whether goods sold on their premises by external traders were legitimate or not.Out of those who knew that employees were selling DVDs at work, nearly a fifth knew that these were counterfeit and still allowed such illegal activity to take … [read post]
19 Jan 2008, 9:36 am
Goldman started dreaming of the BRICs well before energy traders started dreaming about $100 a barrel oil. [read post]
5 Feb 2011, 9:17 am
First Derivative Traders The issue pending before the Supreme Court is how to differentiate an aider and abettor from a primary violator. [read post]
