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2 Sep 2011, 4:30 am
In an attempt to escape the obvious conclusion that the common stock is a covered security, the plaintiffs argued that the stock must actually be traded to qualify, and cited Merrill Lynch, Pierce, Fenner & Smith Inc. v. [read post]
21 Jul 2020, 4:30 am
Other brokerage firms in Carter’s employment history are Merrill Lynch, Pierce, Fenner & Smith Incorporated, Financial Network Investment Corporation, and Dean Witter Reynolds Inc. [read post]
16 Dec 2009, 4:29 am
– Issue 1 -http://kuex.us/4d34 Law Technology News 2009 Awards: Craig Ball Named Consultant of the Year -http://kuex.us/4cc4Law Technology News 2009 Vendor Award Winners -http://kuex.us/4f12Merrill Corporation Announces New Merrill DataSite Solution -http://kuex.us/4aedNearPoint Archives E-Mail for E-Discovery -http://kuex.us/4cc3Open Text and SAP - nterprise Software Giant Awakens to Enterprise Content -http://kuex.us/4cacRecommind's Axcelerate eDiscovery 4.0: Defensible… [read post]
27 Oct 2011, 9:57 am
Hit by a credit downgrade last month, BofA just moved its riskiest derivatives from its Merrill Lynch unit to a retail subsidiary flush with insured deposits. [read post]
9 Aug 2012, 6:21 am
Merrill, Lynch, Pierce, Fenner & Smith, 672 F.3d 482 (7th Cir. [read post]
3 May 2010, 1:37 pm
.; quoting Merrill Lynch, Pierce, Fenner & Smith, Inc. v. [read post]
14 Mar 2008, 5:47 pm
For example, the already-reeling re-prosecution of the three former Merrill Lynch bankers in the Enron-related Nigerian Barge case would appear to be over -- the Enron Task Force in the first trial of that case not only withheld exculpatory evidence, but put on incriminating testimony from former Enron treasurer and Fastow confidant Ben Glisan that directly contradicted the exculpatory evidence that Fastow provided to Task Force prosecutors during his interviews. [read post]
1 Nov 2010, 6:24 am
The first sale doctrine was first propounded by the Supreme Court in 1908 in the case of Bobbs Merrill Co. v Straus and later included in the US Copyright Act as a limitation on copyright. [read post]
6 Jun 2016, 5:37 am
Before grad school, I spent one year in investment banking and two years in capital markets at Bank of America Merrill Lynch covering financial institutions. [read post]
2 May 2018, 3:58 am
Robert Misey – Reinhart Boerner Van Deuren Bryan Mulkerron – Bank of America Merrill Lynch (Moderator) 9:45 a.m. to 11:15 a.m. [read post]
20 Jul 2021, 11:32 am
Merrill [read post]
10 Apr 2011, 4:36 pm
The following Privy Council judgments are awaited: Romeo Cannonier & Ors v The Queen (St Christopher & Nevis) and Romeo Cannonier v The Queen (St Christopher & Nevis), heard 13 May 2010 The Public Service Appeal Board v Omar Maraj (Trinidad & Tobago), heard 5 October 2010 Tasarruf Mevduati Sigorta Fonu v Merrill Lynch Bank and Trust Company (Cayman) Limited & Others, heard 31 January – 1 February 2011 Maxo Tido v The Queen (Bahamas), heard 7 March 2011 Nimrod… [read post]
14 May 2012, 3:13 am
K 3263 I525 2012 Imagining new legalities : privacy and its possibilities in the 21st century edited by Austin Sarat, Lawrence Douglas, Martha Merrill Umphrey. [read post]
5 Sep 2009, 8:00 am
Merrill Lynch Asset Management, Inc., 694 F.2d 923 (2d Cir. 1982). [read post]
16 Jul 2007, 9:25 am
Merrill Lynch, Pierce, Fenner & Smith, 835 F.2d 1031, 1033 (3d Cir. 1987)). [read post]
7 Feb 2007, 10:04 pm
These issues arise on an appeal by Defendants-Appellants Merrill Lynch & Co. and others ("the underwriters") from the October 13, 2004, order of the District Court for the Southern District of New York (Shira A. [read post]
8 Dec 2020, 4:06 am
Resources Legal Cases Bobbs-Merrill Co. v Straus (Historic Case Re First-Sale Doctrine) UMG v Augusto (EFF Victory re First Sale and License Conditions) When is a ‘License’ Really a Sale? [read post]
6 Sep 2021, 5:27 am
Defendant Wells Fargo Clearing Services moved for dismissal of counts nine and ten of plaintiff's complaint, asserting claims against defendant for negligence and violation of the New Jersey Uniform Fiduciaries Law. [read post]
30 Mar 2013, 3:50 am
When this Kat was just a lively and curious child, one of his greatest passions was browsing through the dusty and heavy books hidden on the shelves of an old wooden bookcase at his grandmother's house. [read post]
2 Jan 2023, 3:03 pm
Merrill Scott & Assocs., Ltd., 600 F.3d 1262, 1271 (10th Cir. 2010) stated that “ordinarily requests to modify [a protective order] are directed to the district court’s discretion and subject to review only for abuse of discretion,” quoting 8 Charles Alan Wright, Arthur R. [read post]
