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6 Jan 2015, 9:09 am
Two pension funds were shareholders in exchange-traded funds issued by iShares, Inc. and iShares Trust (iShares), whose revenue came largely from lending its securities holdings to various borrowers. [read post]
28 Sep 2023, 5:56 pm
Desk, Inc. v. [read post]
4 Aug 2015, 5:42 pm
Another recurring issue has to do with the assessment of trading in company securities by corporate insiders pursuant to Rule 10b5-1 trading plans. [read post]
17 Jan 2016, 10:00 pm
The artist's manager will also be able to direct you to the relevant copyright owners in order to secure the required licenses. [read post]
4 Sep 2013, 3:32 am
Ariad Pharms., Inc. v. [read post]
13 Nov 2009, 11:26 am
For further information, please contact us. [read post]
21 Jun 2022, 1:21 pm
Contact us today at (800) 975-4345 and let us know how we can help. [read post]
1 May 2014, 9:00 am
Homeowners had used Valley Title as a title agent when refinancing a mortgage or purchasing a house. [read post]
12 Mar 2010, 5:05 pm
For more information contact us at (877) SEC-ATTY, or visit our website for additional information and important disclaimers. [read post]
28 Jan 2015, 1:24 pm
Co., Inc. v. [read post]
5 Nov 2018, 7:04 am
" Exchange Act Section 10(b)—“ It shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce or of the mails, or of any facility of any national securities exchange: *** (b) To use or employ, in connection with the purchase or sale of any security registered on a national securities exchange or any security not so registered, or any securities-based… [read post]
28 Oct 2013, 8:08 am
Geiger sold GWG Renewable Secured Debentures (GWG Debentures), a private placement security. [read post]
26 Jan 2023, 5:01 am
Data Security Inc. [read post]
25 Apr 2023, 9:01 pm
On April 14, 2023, the Court unanimously held in Axon Enterprise, Inc. v. [read post]
3 Dec 2018, 9:27 am
Self-innovation is the only way for us to climb the world’s technological peaks… Only by mastering the key core technologies in their own hands can we fundamentally guarantee national economic security, national defense security, and other security. [read post]
24 Dec 2019, 11:00 am
Contact us today and let us know how we can help. [read post]
13 Mar 2012, 9:00 pm
State was appealed to the Georgia Supreme Court on multiple counts, one of which dealt with the denial of a motion to obtain the source-code of the Intoxilyzer 5000 under the Uniform Act to Secure the Attendance of Witnesses from Without the State (OCGA § 24-10-90 et seq.). [read post]
31 Oct 2022, 5:11 am
To be sure, “insurers are being presented with a different type of exposure than what they signed up for,” according to Brad Brown, program president at Griffin, Georgia-based Southern Hospitality Underwriters Inc., part of CRC Group Inc. [read post]
22 Jul 2024, 1:39 pm
(CRD#:120894), TUCSON, AZB, 04/28/2000 – 07/25/2005, HORNOR, TOWNSEND & KENT, INC. [read post]
9 Jun 2016, 5:51 am
See also A & M Records, Inc. v. [read post]