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15 Dec 2014, 8:01 am
The Financial Industry Regulatory Authority (FINRA) recently filed a complaint against LPL Financial LLC (LPL) broker Jon Cox (Cox) alleging that Cox may have engaged in unauthorized outside business activities, private securities transactions (a/k/a “selling away”), and/or unauthorized customer loans. [read post]
15 Dec 2014, 4:54 am
Ironic that the high school kids have a greater sensitivity toward shifting federal priorities than a guy on the public dole, but Johnson is a busy guy and may not have had time to keep up on paradigm shift in the law. [read post]
13 Dec 2014, 6:06 am
Indeed, the idea that employers in general, businesses in general, owe a duty to the public to “stamp our harmful and improper conduct independent of our criminal and civil legal systems” is growing, if not already here. [read post]
13 Dec 2014, 4:00 am
By Eric Turkewitz.Last Updated: December 8, 2014- Rank this Week: 744 http://www.newyorkpersonalinjuryattorneyblog.com/New York Business Divorce [Feed] Covers dissolution and other disputes among New York corporations, LLCs and partnerships. [read post]
12 Dec 2014, 11:16 am
While the process of converting from an LLC or S-corp isn’t rocket science, it is part of the requisite process prior to going public direct or performing a reverse merger. [read post]
12 Dec 2014, 4:49 am
Homeland Housewares, LLC v. [read post]
10 Dec 2014, 5:29 am
The Court of Appeals went on to explain that “some” federal courts have said thatThe CFAA's general purpose was to protect the public against computer hackers (so-called electronic trespassers). [read post]
9 Dec 2014, 12:07 pm
DDR Holdings, LLC v. [read post]
9 Dec 2014, 4:27 am
Copyright © 2014 Simple Justice NY, LLC This feed is for personal, non-commercial and Newstex use only. [read post]
8 Dec 2014, 5:52 am
In 2012 PepperBall Technologies Inc. was liquidated and foreclosed and now PepperBall Technologies Inc. and brands belong to Phoenix International LLC. [read post]
5 Dec 2014, 9:05 am
Resultly LLC, No. 14-06714 (E.D. [read post]
5 Dec 2014, 4:57 am
Goken also contends that it suffered damage and loss when its confidential business information was made available to a direct competitor.Goken America, LLC v. [read post]
4 Dec 2014, 12:00 pm
The transaction was structured as a two-step acquisition, whereby HIG acquired shares in a public tender offer, and then executed a back-end merger to complete the takeover. [read post]
1 Dec 2014, 6:11 am
The complaint alleges that in 2009 Noder set up a competing company, Pitch Public Relations, LLC and urged Orca’s customers to do business with her new company. [read post]
1 Dec 2014, 6:11 am
The complaint alleges that in 2009 Noder set up a competing company, Pitch Public Relations, LLC and urged Orca’s customers to do business with her new company. [read post]
1 Dec 2014, 5:02 am
Copyright © 2014 Simple Justice NY, LLC This feed is for personal, non-commercial and Newstex use only. [read post]
29 Nov 2014, 5:25 am
I referred to the ruling as a boost for New York’s under-utilized books-and-records proceeding under Section 624 of the Business Corporation Law, especially for minority shareholders of closely held corporations who, unlike shareholders in public companies with reporting duties, are sometimes shut out completely from any information concerning the company’s business dealings and financial affairs. [read post]
28 Nov 2014, 4:45 am
Christina Hansen, a carriage driver in New York City spoke at the annual meeting of the National Animal Interest Alliance, in November, 2014, presenting the current status of the drivers, their horses, and the incredible public support they have received for the preservation of their businesses, following Mayor de Blasio’s promises to shutter their stables, ban horse-drawn carriages from the city, and replace the carriages with electric cars. [read post]
27 Nov 2014, 5:56 am
A few days later, when the information Martoma had shared with Cohen became public, the companies’ stock prices nosedived. [read post]
26 Nov 2014, 7:18 pm
Her property adjoined a landscaping business owned by defendants Holly Hills Development, LLC, Shecter Landscaping, Inc., and Kenneth Shecter. [read post]
