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8 Dec 2020, 8:47 am
Proprietary, Non-Traded Oil, Gas and Energy Investments Plunged In Value If your David Lerner Associates broker recommended and sold you any of the firm’s proprietary non-traded oil and gas investments and you sustained significant losses, you may have grounds for an investor fraud claim for damages. [read post]
10 Mar 2010, 9:18 am
Morrison & Foerster may be one of the largest law firms in the world, but now you can carry it in your pocket, thanks to an iPhone app the firm launched yesterday. [read post]
15 Nov 2013, 3:32 pm
Registered representatives terminated from broker-dealers may face several issues after the firm reports the reason for the reps’ termination on his or her Form U-5. [read post]
19 Oct 2021, 6:32 pm
If not, you may be the one fronting the bill. [read post]
16 May 2013, 5:03 am
This way, firms and the customers may be able to quickly resolve an issue without litigation. [read post]
19 Sep 2022, 6:12 am
By starting now, firms can better understand how the regulations may affect them and where they need to focus. [read post]
28 May 2009, 11:41 am
(Of course, in this economy, some lawyers may welcome weekend work -- staying busy is the best way to avoid being laid off.) [read post]
9 Sep 2011, 5:36 am
Legal de-regulation in the UK, about to get underway, may well have an impact in the US. [read post]
16 Nov 2012, 10:59 am
Your competition – If your competitors are all using Google Adwords and targeting the same keywords, you may want to refocus your law firm Internet marketing in an area less crowded. [read post]
20 Jun 2014, 11:29 am
A SEC order filed earlier this month states that from May 2009 until February 2010, Rafferty Capital Markets, a registered broker-dealer firm based in New York, illegally aided a non-registered company in transacting approximately $4 million in illicit trades. [read post]
24 Mar 2014, 6:23 am
While these activities may be both necessary and great for the bottom line, firms should consider how the chronic state of uncertainty may be fraying the threads of common culture. [read post]
4 May 2009, 4:20 pm
At the time, the firm said that they would let people know by May 11th. [read post]
9 May 2020, 5:43 am
My firm is now planning to do a full reopening planning webinar on Thursday, May 14th at noon. [read post]
20 May 2022, 4:04 am
Russian-backed actors have launched numerous disinformation campaigns intended to demoralize Ukrainians and incite internal unrest, according to a report released yesterday by cybersecurity firm Mandiant. [read post]
4 Feb 2016, 4:00 am
Their argument, unattractive as it may be, was that law firms can legally discriminate against partners of the firm. [read post]
8 Feb 2017, 12:00 pm
Some of the newest technology may be a must have for many law offices, advancing how the offices conduct business and [...] [read post]
1 Mar 2019, 2:30 pm
They will easily bounce to the next search item on the list and you may have just lost a lifelong client or customer. [read post]
5 Oct 2011, 6:19 am
You may read the Order here (PDF). [read post]
27 Dec 2007, 9:43 am
So, your staffing needs may be predicated on that,'' Watkins said. ''What we've seen is that in lieu of adding additional staff, project professionals have been the solution,'' Watkins said. [read post]
24 Aug 2018, 9:36 am
If so, the securities attorneys at The White Law Group may be able to help your recover your losses by filing a FINRA claim against the brokerage firm that sold you the investment. [read post]
