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Republican and Democratic Attorneys General spar over implications for private employers of SCOTUS ruling on affirmative action; Ballard Spahr to hold webinar on SCOTUS ruling on Sept. 13
10 Aug 2023, 6:46 am by Dee Spagnuolo
Supreme Court’s ruling in the Students for Fair Admissions Inc. [read post]
CFPB Monitor - http://www.cfpbmonitor.com
Text Messages are NOT Prerecorded Voice Messages
10 Aug 2023, 5:11 am by David Klein
Supreme Court’s decision in Facebook, Inc. v. [read post]
Technology, Telemarketing and Internet Law Blog - https://kleinmoynihan.com/category/blog/
The SEC Cracks down on Private Messaging
9 Aug 2023, 11:25 am by GraceLegere
Their disciplinary actions include censuring, fining a charge, and suspension of association with any FINRA members. [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/
Lickhai Quach Barred by FINRA 
9 Aug 2023, 9:28 am by The White Law Group
        According to his FINRA broker report, Lickhai Quach has been affiliated with the following firms during his career in the securities industry, including the following:  01/06/2012 – 03/10/2023, TRANSAMERICA FINANCIAL ADVISORS, INC (CRD#:16164), ROCKVILLE, MD, B, 04/12/2002 – 01/06/2012, WORLD GROUP SECURITIES, INC. [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/
Wednesday: What’s Hot on CanLII? – July 2023
9 Aug 2023, 8:47 am by Administrator
Tecsys inc. c. [read post]
Slaw - http://www.slaw.ca/
Purshe Kaplan Brokers William Weisbrod and Lilia Nia Sanctioned
8 Aug 2023, 11:25 am by GraceLegere
It’s also a great way to review employment history, licensing status, and any regulatory actions or complaints filed against them. [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/
11 Wall Street firms charged by SEC with widespread recordkeeping failures penalties total $289 million
8 Aug 2023, 9:31 am by jeffreynewmanadmin
However, we know that other SEC-regulated entities have committed similar violations, and so our work to enforce industry-wide compliance continues. [read post]
Whistleblower Blog - https://www.jeffreynewmanlaw.com/blog/
Martin’s Point Health Care Settles Medicare Part C Case
8 Aug 2023, 9:03 am by Kelly Shivery
Martin’s Point Health Care Inc. [read post]
Whistleblower Blog and News - https://www.whistleblowerllc.com/blog-news/
Understanding Climate and Disability Justice: Mitigating Structural Barriers to the Right to Health
8 Aug 2023, 8:58 am by The Petrie-Flom Center Staff
Gas flaring, the burning of natural gas associated with oil extraction, in the Texas Bayport Industrial District. [read post]
Bill of Health - https://blog.petrieflom.law.harvard.edu/
FINRA Rule 3240
7 Aug 2023, 12:43 pm by GraceLegere
The firm, Commonwealth Financial Network Inc. [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/
Surprise Billing IDR Health Plan Dispute Resolution Suspension After Federal Court Ruling Could Impact Plan Renewal Underwriting and Stop-Loss Coverage
4 Aug 2023, 5:55 pm by Cynthia Marcotte Stamer
  About Solutions Law Press, Inc. [read post]
HR & Benefits Update - http://slphrbenefitsupdate.com/
FINRA Suspends Registered Individuals For Violations Of FINRA Rules July 2023
4 Aug 2023, 8:13 am by Silver Law Group
Securities Arbitration Claims Against Barred Brokers Even after a broker is barred from the industry or otherwise faces disciplinary action, investors can still pursue stockbroker misconduct claims against their financial advisor and/or their brokerage firms. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
FINRA Suspends Stockbrokers For Failing To Comply With FINRA Arbitration Award Or Settlement Agreement July 2023
4 Aug 2023, 7:34 am by Silver Law Group
Inc. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
FINRA Bars Stockbrokers For Failing To Provide FINRA With Information July 2023
4 Aug 2023, 7:16 am by Silver Law Group
” Securities Arbitration Claims Against Barred Brokers Even after a broker is barred from the industry or otherwise faces disciplinary action, investors can still pursue stockbroker misconduct claims against their financial advisor and/or their brokerage firms. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
D.C. Circuit Review – Reviewed: disability law, a successful A&C challenge, and the reopening doctrine
2 Aug 2023, 9:33 pm by Garrett West
In re Core Communications, Inc., 531 F.3d 849, 862 (D.C. [read post]
Notice & Comment - https://www.yalejreg.com/nc/
Should I Set Up an LLC Holding Company?
2 Aug 2023, 7:08 am by Matthew Dochnal
Holding companies are a type of legal structure used by businesses across many different industries. [read post]
IncNow Blog - https://www.incnow.com/blog
An Evolving High-Wire Act: Navigating Conflicting Laws, Regulations, and Guidance in the ESG Space
1 Aug 2023, 4:27 pm by Raymond Marshall, Melissa Eaves and Shaunna Bailey
They also voice concern that including ESG as a factor in investment decisions may result in investors and consumers avoiding certain industries such as fossil fuels or firearms due to political—rather than financial—considerations. [read post]
Government Contracts Blog - https://www.governmentcontractslawblog.com/
Billy Stanage Jr., Commonwealth Advisor, Barred by Regulators 
1 Aug 2023, 11:44 am by The White Law Group
(CRD#:10205), Rio Rancho, NMB, 05/04/2015 – 12/08/2016, FOOTHILL SECURITIES, INC. [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/
Federal Circuit Affirms Missouri River Restoration is Per Se Taking of Farmland
1 Aug 2023, 7:16 am by Center for Agricultural Law and Taxation at Iowa State University
Ideker Farms, Inc. v. [read post]
ISU CALT Articles - https://www.calt.iastate.edu/articles-blogposts
Clarice Saw Charged with Defrauding Elderly Client  
31 Jul 2023, 12:40 pm by The White Law Group
(CRD#:7059), NEW YORK, NY B, 11/07/2016 – 09/28/2021, CITIGROUP GLOBAL MARKETS INC. [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/