Search for: "April Parker"
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21 Apr 2017, 3:00 am
., Sarah Parker, and I. [read post]
27 Mar 2017, 9:00 am
In April 2014, Voya and the clearing broker entered into another agreement whereby Voya consented to supply various administrative services to the clearing broker. [read post]
9 Apr 2010, 10:26 am
Justice Stevens authored the Court’s 6-3 1978 opinion in Parker v. [read post]
3 Oct 2016, 6:30 am
Parker MacIntyre provides legal and compliance services to investment advisers, broker-dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
15 Feb 2019, 3:20 pm
The deadline for self-reporting under the Initiative is midnight on April 1, 2019, at which time written notification must be made to Enforcement. [read post]
3 Jan 2014, 7:30 am
Parker, and Wiley C. [read post]
3 Oct 2016, 6:30 am
Parker MacIntyre provides legal and compliance services to investment advisers, broker-dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
27 Apr 2020, 8:29 am
As at the time of this allegation, James Lamont was a registered broker with Whitehall-Parker Securities, Inc., a FINRA member firm. [read post]
27 Sep 2008, 6:00 am
According to DOT records, Gonzalez's truck was placed out of service on April 12, 2007, for having a broken head lamp and three bald tires. [read post]
22 Jun 2023, 7:00 am
The DOL initially filed a notice of appeal of the Court’s decision in mid-April, although it voluntarily dismissed its appeal in early May. [read post]
27 Dec 2006, 8:44 am
I did this for the better part of a year (April through October). [read post]
24 Apr 2017, 2:42 pm
., Parker v. [read post]
2 Apr 2018, 7:14 am
The comment period ends on April 27, 2018. [read post]
1 Apr 2009, 9:00 pm
., April 1, 2009). [read post]
13 Nov 2012, 9:24 am
April 12, 2012). [read post]
5 Apr 2014, 11:07 am
See “The More Things Change, The More They Remain The Same” (April 3, 2014). [read post]
1 Jun 2011, 5:47 pm
Native American history: Constitution of the Five Nations by Arthur Caswell Parker & Seth Newhouse (1916). [read post]
7 Mar 2012, 11:45 pm
In April 2010, two months before Bill C-32 was introduced, the committee was disbanded as there was an inability to reach agreement on how to address the soon-to-be introduced bill. [read post]
27 Apr 2020, 8:29 am
As at the time of this allegation, James Lamont was a registered broker with Whitehall-Parker Securities, Inc., a FINRA member firm. [read post]
16 May 2014, 7:13 am
Parker, 30 Ill.2d 486, 489 (1964). [read post]
