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10 Nov 2017, 6:22 am
A Role Congruity Perspective Posted by Vishal Gupta (University of Alabama), Sandra Mortal (University of Alabama) and Daniel B. [read post]
7 Nov 2017, 10:50 am
According to the story, the person trying to get information about investment strategy and caught on tape pretending to be someone he wasn’t was “Jean-Charles Brisard, a well-known corporate security and intelligence consultant who lives in Switzerland and France. [read post]
1 Nov 2017, 10:25 am
” 740 ILC 14/15(b)(2). [read post]
26 Oct 2017, 4:22 am
In July 2017, Iraggi was permitted to resign from Garden State Securities, Inc. [read post]
23 Oct 2017, 4:22 pm
”[13] The Court, applying Delaware law, granted the defendants’ motion to dismiss, concluding that the board’s refusal to pursue the plaintiff’s demand for a lawsuit was a good-faith exercise of business judgment made after a reasonable investigation.[14] The court concluded that due to the “ample information” the board had at its disposal when it rejected the derivative plaintiff’s demand, and the “numerous steps” the board took to… [read post]
23 Oct 2017, 4:22 pm
”[13] The Court, applying Delaware law, granted the defendants’ motion to dismiss, concluding that the board’s refusal to pursue the plaintiff’s demand for a lawsuit was a good-faith exercise of business judgment made after a reasonable investigation.[14] The court concluded that due to the “ample information” the board had at its disposal when it rejected the derivative plaintiff’s demand, and the “numerous steps” the board took to… [read post]
12 Oct 2017, 4:22 pm
(b) This order shall be implemented consistent with applicable law and subject to the availability of appropriations. [read post]
6 Oct 2017, 1:03 pm
Our consultations are free of charge and the firm is only compensated if you recover. [read post]
5 Oct 2017, 5:20 pm
The FMC cashed in on the front end and passed on the risks and future losses on to others: -- The investors in the securities, along with TERI and Ambac, the insurer of the issued securities. [read post]
2 Oct 2017, 4:50 pm
John is President of John Reed Stark Consulting and former Chief of the SEC’s Office of Internet Enforcement. [read post]
28 Sep 2017, 5:30 am
He recently joined Decentral Inc., the company founded by Ethereum’s co-founder, Anthony Di Iorio. [read post]
17 Sep 2017, 7:30 pm
NCSLT 2007-4 will issue approximately $1.464 billion in principal amount of asset-backed securities and acquire private student loans with a principal and accrued interest balance of approximately $1.02 billion. [read post]
23 Aug 2017, 11:55 am
The five firms are: Cetera Investment Services, Cetera Financial Specialists, First Allied Securities Inc., Summit Brokerage Services Inc., and Girard Securities Inc. [read post]
21 Aug 2017, 9:40 pm
§§ 5000A(c)(1)(B) and 1.5000A-4(c). [read post]
18 Aug 2017, 6:00 am
It named as defendants Michael Trahan, the owner of engineering consulting company Petra Consultants, Inc. [read post]
18 Aug 2017, 6:00 am
It named as defendants Michael Trahan, the owner of engineering consulting company Petra Consultants, Inc. [read post]
16 Aug 2017, 10:59 am
Legend Securities Censured and Fined According to the Financial Industry Regulatory Authority, on June 22, 2017, an OHO Decision became final in which Legend Securities, Inc. [read post]
10 Aug 2017, 9:26 am
FINRA Sanctions MSI Financial Services for Customer Overcharges According to FINRA, on May 12, 2017, MSI Financial Services Inc. [read post]
24 Jul 2017, 2:34 pm
(July 1998 – July 1999) • NYLife Securities Inc. [read post]
18 Jul 2017, 3:32 pm
The caption: SINGER MANAGEMENT CONSULTANTS, INC.; LIVE GOLD OPERATIONS, INC., v. [read post]