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3 Mar 2024, 8:02 pm
Rothman What Happens to Your Sensitive Data When a Data Broker Goes Bankrupt? [read post]
1 Mar 2024, 2:16 pm
NYT: Jose Uribe, a former New Jersey insurance broker charged in what prosecutors have described as a broad bribery scheme involving Senator Robert Menendez, pleaded guilty on Friday in Manhattan. [read post]
1 Mar 2024, 3:30 am
I do know that broker-dealers generally aren’t clamoring for more recordkeeping requirements…. [read post]
1 Mar 2024, 3:00 am
National/Federal Lawmakers Across the U.S. [read post]
29 Feb 2024, 9:01 pm
The SEC’s Focus on AI Following significant technological developments in recent years, AI is becoming a tool used by many broker-dealers and investment advisers. [read post]
29 Feb 2024, 7:31 pm
In the words of the claimants’ lawyers, the company has acted as “broker, auctioneer and sales agent at the same time,” representing all sides in the ad-buying process—and preferencing itself the whole way. [read post]
29 Feb 2024, 12:19 pm
Senators are currently advising the Department of Justice to stop funding or if the SFPD wanted to buy up geolocation data being harvested from people’s cells phones and sold on the advertising data broker market, they have to let the public know and put it to a vote before the city’s democratically-elected governing body first. [read post]
29 Feb 2024, 8:54 am
The post Broker Michael Brickman Barred by FINRA appeared first on The White Law Group. [read post]
29 Feb 2024, 8:19 am
Concerns are with the sharing and re-sharing of the data through data brokers, such that it ends up in the hands of foreign intelligence services, militaries or companies controlled by foreign government. [read post]
29 Feb 2024, 7:00 am
Parker MacIntyre provides legal and compliance services to investment advisers, broker-dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
29 Feb 2024, 4:54 am
” President Abdel Fattah el-Sisi of Egypt, which is brokering the agreement along with Qatar and the United States, offered a more optimistic view, saying, “God willing, in the next few days, we will reach a cease-fire agreement. [read post]
29 Feb 2024, 4:17 am
The legislation will also ban the provision of technical assistance, brokering and financial services in connection with the import of third country processed Russian diamonds. [read post]
28 Feb 2024, 7:08 pm
Companies are collecting more of Americans’ data than ever before, and it is often legally sold and resold through data brokers. [read post]
28 Feb 2024, 10:55 am
In addition to the Corporate Transit Fee, other revenue-raising methods include a warehouse fee on truck drop-offs, fees on broker-dealers, a phase-out of the sales tax exemption on zero-emission vehicles, fees on firearms, and assessments on Health Maintenance Organizations. [read post]
28 Feb 2024, 10:55 am
In addition to the Corporate Transit Fee, other revenue-raising methods include a warehouse fee on truck drop-offs, fees on broker-dealers, a phase-out of the sales tax exemption on zero-emission vehicles, fees on firearms, and assessments on Health Maintenance Organizations. [read post]
28 Feb 2024, 10:55 am
In addition to the Corporate Transit Fee, other revenue-raising methods include a warehouse fee on truck drop-offs, fees on broker-dealers, a phase-out of the sales tax exemption on zero-emission vehicles, fees on firearms, and assessments on Health Maintenance Organizations. [read post]
27 Feb 2024, 4:58 pm
We also commend the FTC’s recent bar on a data broker selling sensitive location data. [read post]
27 Feb 2024, 12:05 pm
When you sign up a new client, find out the name of their insurance broker, accountant, financial planner, or attorney. [read post]
27 Feb 2024, 9:25 am
In 2021, a company specializing in collecting and selling location data called Near bragged that it was “The World’s Largest Dataset of People’s Behavior in the Real-World,” with data representing “1.6B people across 44 countries. [read post]
26 Feb 2024, 10:00 pm
READ NOW » Related Content Broker-Dealer Insolvencies and the Intersection of SIPA and the Bankruptcy Code Read this practice note to understand the Securities Investor Protection Act of 1970 (SIPA). [read post]
