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28 Feb 2022, 7:00 pm by Daniel Jin
However, claims traders should be wary of court orders such as those: (1) limiting the transfer of significant percentages of equity interests or controlling interests; or (2) imposing additional notice and information requirements in respect of those trades. [read post]
1 Dec 2021, 7:40 am by Shannon O'Hare
The exposure drafts reflect proposed amendments to the current LMA documents based on recommendations from the Working Group on Sterling Risk-Free Reference Rates (the “Working Group”). [read post]
9 Apr 2009, 9:27 am
(Afro-IP)   Australia Major changes to Patents Act proposed; proposed changes anger Australian patent attorneys (Mallesons Stephen Jaques) (Managing Intellectual Property) IP examination centre in Melbourne to boost Australian innovation and jobs (IP Down Under) Full Federal Court: ‘Use it or lose it’ approach confirmed: E & J Gallo Winery v Lion Nathan (Mallesons Stephen Jaques)   Bulgaria M-Tel ‘best Bulgarian brand’ in independent… [read post]
3 Jan 2017, 3:39 pm by Francis Pileggi
” He argues that Gentile is wrong “to the extent that it allows for a direct claim in the dilution context when the issuance of stock does not involve subjecting an entity whose voting power was held by a diversified group of public equity holders to the control of a particular interest…. [read post]
15 Jan 2021, 1:48 pm by luiza
Without further ado, here are the Top Ten SEC and CFTC recoveries of 2020 in cases other than FCPA enforcement, with links to more information about each of the cases: Telegram – In June 2020, the SEC netted the biggest recovery of the year in a settlement with cryptocurrency giant Telegram Group Inc. and its subsidiary TON Issuer Inc., resulting in the return of more than $1.2 billion to investors and a $18.5 million civil penalty. [read post]
14 Nov 2023, 9:01 pm by renholding
The Securities and Exchange Commission announced that it filed 784 total enforcement actions in fiscal year 2023, a 3 percent increase over fiscal year 2022, including 501 original, or “stand-alone,” enforcement actions, an 8 percent increase over the prior fiscal year. [read post]
15 Nov 2023, 6:26 am by jeffreynewmanadmin
The Securities and Exchange Commission filed 784 total enforcement actions in fiscal year 2023, a 3 percent increase over fiscal year 2022, including 501 original, or “stand-alone,” enforcement actions, an 8 percent increase over the prior fiscal year. [read post]
1 Jun 2014, 7:45 am by Schachtman
We do not think anything is amiss with special courts for tax, patent, family law, national security, equity, or commercial matters. [read post]
16 Feb 2022, 4:00 am by Michael Erdle
Stewart v Stewart, 2021 BCSC 1212, involved a long-running dispute among siblings and a group of family businesses they controlled. [read post]
19 Mar 2021, 6:08 am
Securities and Exchange Commission, on Saturday, March 13, 2021 Tags: Climate change, Disclosure, Environmental disclosure, ESG, SEC, SEC rulemaking, Securities regulation, Sustainability Limiting SPAC-Related Litigation Risk: Disclosure and Process Considerations Posted by Caroline Bullerjahn and Morgan Mordecai, Goodwin Procter LLP, on Sunday, March 14, 2021 Tags: Capital formation, Disclosure, Equity… [read post]
27 Sep 2019, 6:00 am
Bolton (IMD Business School), on Thursday, September 26, 2019 Tags: Bank boards, Banks, Boards of Directors, Equity-based compensation, Executive Compensation, Financial crisis, Financial institutions, Firm performance, Incentives, Ownership, Systemic risk Q2 2019 Gender Diversity Index Posted by Amit Batish and Ryan Lau, Equilar Inc., on Thursday, September 26, 2019 Tags: Board composition, Boards of… [read post]
10 Jul 2020, 5:58 am
Kay, Pay Governance LLC, on Thursday, July 9, 2020 Tags: Equity-based compensation, Executive Compensation, Incentives, Management, Stock options, Tax Cuts and Jobs Act, Taxation What Board Members Need to Know about the “E” in ESG Posted by Sheila M. [read post]
23 Mar 2020, 1:48 pm by Kevin LaCroix
Is the company considering changes to its disclosures regarding internal controls and external audit functions given the potential for reduced access to the company’s premises while COVID-19 pandemic movement restrictions are in place? [read post]
5 Nov 2023, 3:10 pm by Cynthia Marcotte Stamer
Because of inadequate audit controls, DADS was unable to determine how many unauthorized persons accessed individuals’ ePHI. [read post]