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16 Jun 2016, 2:48 pm by Kevin LaCroix
 According to the SEC:   The federal securities laws require registered broker-dealers and investment advisers to adopt written policies and procedures reasonably designed to protect customer records and information. [read post]
23 Apr 2009, 4:20 am
Supreme Court's unfortunate decision in Stoneridge Investment Partners vs. [read post]
10 Jul 2022, 1:53 pm by Kenneth Jones
 Benefits: applies to all vs practice specific We make investments of time and resources to achieve some type of future benefits. [read post]
19 Dec 2011, 2:17 pm by admin
Developed by Habitech Homes, the townhouse development features units with hardwood flooring, granite kitchens, garages, and porches. [read post]
16 Mar 2020, 1:54 pm by Kevin LaCroix
In Lorenzo, the petitioner sent two emails drafted by his boss that described “layers of protection” on a prospective investment as including $10 million in “confirmed assets. [read post]
14 Aug 2009, 10:30 am
Linda Lausell Bryant, who has a child in a public middle school in Brooklyn, is the Executive Director of Inwood House, a nationally-recognized innovator in teen pregnancy prevention, youth development and family support programs. [read post]
14 Jul 2023, 6:30 am
Kay, Mike Kesner, and Ed Sim, Pay Governance LLC, on Wednesday, July 12, 2023 Tags: Disclosure, Dodd-Frank Act, Executive Compensation, Pay for performance, SEC enforcement, TSR The Developing Litigation Risks from the ESG Backlash in the United States Posted by Rick S. [read post]
15 Jan 2017, 3:59 am by Tammy Binford
Smith, executive director for WorkPlace HR, LLC, has suggestions for employers trying to move from discord to civility. [read post]
15 Oct 2017, 4:05 am by Tammy Binford
Invest in anti-mobbing and anti-bullying policy development and training for all – administrators, managers, HR, and all employees. [read post]
14 Jul 2023, 6:30 am
Kay, Mike Kesner, and Ed Sim, Pay Governance LLC, on Wednesday, July 12, 2023 Tags: Disclosure, Dodd-Frank Act, Executive Compensation, Pay for performance, SEC enforcement, TSR The Developing Litigation Risks from the ESG Backlash in the United States Posted by Rick S. [read post]
21 Nov 2013, 5:52 am by Daniel Schwartz
My law partner, Glenn Cunningham, served as panel moderator and Christopher Luise, executive vice president at ADNET Technologies, LLC joined me. [read post]
Both employers and executives may face civil and criminal penalties for FLSA violations, which is an area of intense focus by the DOL. [read post]
24 Feb 2022, 3:52 am by Dan Filler
With the support of the Provost and a resourceful and deeply invested Board of Trustees, Executive Board, and alumni, the new Dean will lead a law school that, together with SMU’s Cox School of Business, has already had an outsized impact on the commercial and civic life of its community. [read post]
3 Jan 2016, 9:50 pm by Cody M. Poplin
  Director, Cyber Security Risk Company: Good Harbor Security Risk Management, LLC, is a boutique consulting firm that advises senior corporate executives, Boards, government leaders, and investment professionals on cyber security risk management. [read post]
1 Feb 2023, 9:05 pm by renholding
  For example, in early 2023, Microsoft announced a multi-year, multi-billion dollar investment (reported to total $10 billion) in OpenAI, the developer of pathbreaking artificial intelligence bot ChatGPT. [read post]
13 May 2024, 11:31 am by Petrelli Previtera, LLC
Grantor Retained Annuity Trust (GRAT) This is a great legacy tax and financial planning strategy if you own investment properties or a business. [read post]
11 Oct 2019, 6:03 am
Posted by John Armour and Horst Eidenmueller (University of Oxford), on Tuesday, October 8, 2019 Tags: Algorithmic trading, Board oversight, Boards of Directors, Charter & bylaws, Financial technology A Stakeholder Approach and Executive Compensation Posted by Seymour Burchman and Mark Emanuel, Semler Brossy Consulting Group, LLC, on Tuesday, October 8, 2019 Tags: Boards of Directors, Executive… [read post]
27 Aug 2018, 12:07 pm by Tim Hewson
Comparing LegalZoom with USLegalWills.com – Executive Summary Looking for an alternative to LegalZoom for writing your Will? [read post]