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18 Aug 2016, 8:16 pm by Kate Howard
Advocates for Basic Legal Equality, Inc. v. [read post]
3 Nov 2006, 3:27 am
Sanjay Kumar, the former chief executive of Computer Associates International (now called CA Inc.) has been sentenced to 12 years in prison and fined $8 million for his guilty plea to charges of securities fraud and obstruction of justice. [read post]
18 Dec 2011, 11:17 am by Eric
Chitika * Court OKs Private Seizure of Domain Names Which Allegedly Sold Counterfeit Goods--Chanel, Inc. v. [read post]
13 Jun 2022, 12:23 pm by The White Law Group
                          The post Ex-Western International Broker Megurditch “Mike” Patatian Barred for Unsuitable Investments   appeared first on The White Law Group. [read post]
24 Nov 2009, 7:11 am by Lauren Ellerman
"Yes employees, this is exactly what your ex-employer Virginia Company Inc., LLC will do when you leave. [read post]
22 Apr 2014, 10:30 am
From the Desk of Jim Eccleston at Eccleston Law Offices: Edward Dulin, a broker currently working at Bank of America Corp’s Merrill Lynch unit, alleged his ex-employer UBS AG misled its advisors about the financial health of Lehman Brothers Holdings Inc. [read post]
20 Apr 2017, 9:03 am by Renae Lloyd
The Financial Industry Regulatory Authority Inc. suspended Kluge last month for failure to provide information. [read post]
10 Oct 2022, 4:49 am
A Lack of Finality: The Trevor Saliba Saga at FINRA and the SEC and Again at FINRA (BrokeAndBroker.com Blog)Wells Fargo suit against ex-lawyer 'unusual,' could have 'chilling effect' (Financial Planning by Victoria Zhuang)OFAC Settles with Bittrex, Inc. for $24,280,829.20 Related to Apparent Violations of Multiple Sanctions Programs (Treasury Department Release)US DEPARTMENT OF LABOR ANNOUNCES PROPOSED RULE ON CLASSIFYING EMPLOYEES, INDEPENDENT CONTRACTORS;… [read post]
22 Jan 2021, 10:53 am
LLC, Inc., Respondent (FINRA AWC)Former PG&E Employee Sentenced to 22 Months in Prison for Fraud Conspiracy Involving $82.1M (DOJ Release)Cypriot hacker pleads guilty to extorting website operators with stolen user data (DOJ Release)Ex-Bank Branch Manager Sentenced to Nearly 3 1/2 Years in Federal Prison for Stealing Over $1 Million from Customer with Dementia (DOJ Release)... [read post]
16 Mar 2009, 7:14 pm
  And like I said in the title, they are just exploiting ex-criminals and peoples fear, to make a quick buck! [read post]