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17 Sep 2017, 4:00 am by The Public Employment Law Press
Auditors worked with DOL to identify another $238,792 in potential recoveries for past UI overpayments from 130 state employees hired during 2016. [read post]
2 Oct 2018, 11:58 am by Kevin LaCroix
The most recent case is a securities class action lawsuit that has now been filed against educational services company Chegg, Inc., after its recent announcement of a data breach involving customer data. [read post]
1 Jun 2022, 9:16 am by Silver Law Group
  Anthony DiDonna   Equitable Advisors, LLC   Travis Eiland   HD Vest Insurance Services   HD Vest Investment Services   Jeremy Fortner   Wells Fargo Clearing Services, LLC   JP Morgan Chase Securities, LLC   Marc Korsch   Arkadios Capital   Centaurus Financial, Inc. [read post]
12 Jun 2024, 1:41 pm by admin
KOHN & COMPANY (CRD#:27913), CINCINNATI, OH, B, 11/11/2005 – 10/19/2023, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691), BLOOMFIELD HILLS, MIB, 10/29/1999 – 12/02/2005, UBS FINANCIAL SERVICES INC. [read post]
7 Jul 2021, 2:01 pm by Silver Law Group
Morgan Securities LLC   Amanda Berry   MML Investors Services, LLC   NYLife Securities LLC   Tiffany Burgess   James Carpenter II   Simplified Wealth Management   LPL Financial LLC   Jinnie Chean   Allstate Financial Services, LLC   Paul Furusho   AWA Capital, Inc   Comprehensive Asset Management & Servicing, Inc. [read post]
26 Jul 2019, 12:12 pm by admin
Roger Lee Owens has 25 years in the securities industry at 5 different firms, including the following: Cetera Advisors LLC, Elkton, MD— July 18, 2007 to April 10, 2019Legacy Financial Services, Inc., Elkton, MD— December 14, 2005 to July 18, 2007 Uvest Financial Services Group, Inc., Charlotte, NC— August 18, 1997 to December 6, 2005Fortis Investors, Inc., Oakdale, MN— December 14, 1994 to September 5,… [read post]
26 Jul 2019, 12:12 pm by admin
Roger Lee Owens has 25 years in the securities industry at 5 different firms, including the following: Cetera Advisors LLC, Elkton, MD— July 18, 2007 to April 10, 2019Legacy Financial Services, Inc., Elkton, MD— December 14, 2005 to July 18, 2007 Uvest Financial Services Group, Inc., Charlotte, NC— August 18, 1997 to December 6, 2005Fortis Investors, Inc., Oakdale, MN— December 14, 1994 to September 5,… [read post]
18 Apr 2017, 10:20 am by Renae Lloyd
Dakota Plains Holdings, Inc. is an integrated midstream energy company operating the Pioneer Terminal with services that include outbound crude oil storage, logistics, and rail transportation and inbound frac sand logistics, according to their website. [read post]
6 Dec 2021, 9:58 am by Silver Law Group
  Ahmad Khalil   Allstate Financial Services, LLC   Nicholas Kraiko   National Securities Corporation   Princor Financial Services Corporation   Narith Long   NYLife Securities LLC   Northwestern Mutual Investment Services, LLC   Reynold Neufeld   Centaurus Financial, Inc. [read post]
Hansen, Glenn Griffin, Vincent Puma, Kevin Nugent, Ward Onsa, Hudson Partners NYC, Spicer Jeffries LLP, SFG Accounting PLLC, Man Financial Inc., Permapave USA Corp., Verigreen, Steller Corporation Services, Capstone Investment Funds LLP, Meidinger & Associates CPA'S Prof LLC, Susan Meidinger, CPA, and Entrust Group dba Entrust Retirement Services. [read post]