Search for: "In Re: Equity 30 v."
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1 Sep 2023, 4:00 am
The justices faced heightened security risks, Thomas noted, after the leak of the court’s majority opinion to overturn Roe v. [read post]
23 Apr 2023, 9:01 pm
In this context, I would note we have proposals with regard to securities lending,[6] short sale disclosures,[7] and large position reporting for securities-based swaps.[8] Further, the Financial Industry Regulatory Authority is working to enhance post-trade transparency in the fixed-income markets to facilitate greater competition.[9] I will take a moment to elaborate on our work regarding equity markets and private funds.[10] Equity Markets Given the 68 million American… [read post]
31 Dec 2019, 8:13 am
Below is our quarterly newsletter. [read post]
25 Apr 2009, 4:50 am
Co. v. [read post]
11 Oct 2023, 3:30 pm
Nguyen v. [read post]
24 May 2010, 5:26 am
Malkin II and Malkin V each had a single $500,000 investment in two different private equity ventures. [read post]
23 Jan 2024, 9:01 pm
2023 delivered a banner year for investor recoveries, as the $7.9 billion[1] in settlement funds across the globe was the highest total in the last five years. [read post]
19 May 2024, 9:05 pm
Jul 17, 2023 | Is It Time to Re-Fuel Airline Regulation? [read post]
29 Dec 2021, 12:00 pm
In Milieudefensie et al. v. [read post]
16 Jun 2022, 9:05 pm
[Editor’s Note: This post is based on a comment letter submitted to the U.S. [read post]
25 Oct 2010, 10:35 am
The membership programs offered by the third parties are generally free for the first 30 days. [read post]
14 Jan 2016, 5:10 pm
In fact, on January 4, 2016, CalSTRS announced that it has contacted 30 US public firms asking them to adopt the so-called proxy access bylaw and noting that it was ready to submit shareholder proposals on the topic if companies failed to heed its request. [read post]
24 Jan 2012, 5:30 am
Grade: B Super Bowl VII 1972 This logo looks like the basic idea from Super Bowl V was copied and made a bit snazzier. [read post]
18 Jan 2018, 8:47 am
Data-Driven Regulatory Governance and Its Distorting Effects V. [read post]
3 Oct 2022, 1:12 pm
We’re watching for administrative agency guidance and FAQs, and will update you as soon as any issue. [read post]
17 Jan 2019, 9:02 am
Though in law, Texwinca may have owed no duty to thew workers of the subsidiaries of an enterprises in which Texwinca appeared to have a controlling equity interest (in the absence of veil piercing or the application of the principles of master and servant), the Norwegian Ethics Council determined that societal norms imposed on Texwinca a responsibility to oversee (and to manage or correct--mitigate sometimes in the language of the standards) breaches of national law and international norms… [read post]
4 Dec 2013, 9:07 am
FATCA will require certain financial institutions to identify and disclose direct and indirect U.S. investors and withhold U.S. income tax on nonresident aliens and foreign corporations, or be subject to a 30% U.S. withholding tax on payments they receive from U.S. sources (the “FATCA Tax”). [read post]
27 Apr 2020, 3:00 am
We’re talking about people with at least an eight digit net worth. [read post]
27 Jun 2023, 9:01 pm
Congress has been very clear in the federal securities laws when it intends to preempt state law, such as in the National Securities Markets Improvement Act[44] or the Jumpstart Our Business Startups Act.[45] Indeed, such a broad claim of Commission authority might raise issues under the major questions doctrine discussed in West Virginia v. [read post]
7 May 2018, 10:25 pm
(D.I. 64 at TA620) On December 30, 2014, the Owners entered into an agreement with Odyssey Education Resources LLC ("Odyssey"), whereby Odyssey would act as a "Servicer" for each Trust's Loans (the "Odyssey Agreement"). [read post]
