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17 Dec 2006, 2:33 pm
We rehearsed the recent history from Lloyds Bank v Rosset [1991] 1 AC 107 through Oxley v Hiscock. [read post]
21 Jul 2010, 8:48 am by David Feldman
Seriously, small public companies indeed can rejoice in the last minute addition of relief for “non-accelerated filers” from Sarbanes-Oxley Section 404(b), which requires outside auditors to attest to the adequacy and sufficiency of internal financial controls. [read post]
8 Aug 2022, 7:40 am by John Jascob
By Anne Sherry, J.D.Retaliatory intent is a required element of a whistleblower claim under Sarbanes-Oxley, the Second Circuit held. [read post]
5 Nov 2009, 10:29 am by Rick Pildes
As I've noted here before, in early December the Supreme Court is going to engage one of the most important cases of the Term, Free Enterprise Fund v. [read post]
23 Sep 2015, 3:28 am by John Jascob
The two men also agreed to not sign any Sarbanes-Oxley certifications or file certain periodic reports with the Commission for a period of 12 months and to not violate the federal securities laws (SEC v. [read post]
6 Jun 2017, 5:00 am by John Jascob
By Anne Sherry, J.D.A terminated MetLife contractor who raised concerns about the pricing of insurance policies failed to plead a whistleblower retaliation claim under Sarbanes-Oxley. [read post]
24 Mar 2011, 10:25 am by Steve Bainbridge
Regulations to implement the legislative requirements of the Sarbanes-Oxley Act of 2002 (SOX) are a good example. [read post]
28 Jul 2009, 9:55 am
From an extended examination of Chadwick LJ’s judgment in Oxley v Hiscock [2004] EWCA Civ 546, which expressly raises ‘fairness’ on the basis of relevant conduct as the criterea by which share of interest should be assessed, in the absence of express agreement, and Stack v Dowden [2007] UKHL 17, which appears to limit ‘fairness’ and expressly concerned shares in a property in joint names, where Oxley v… [read post]
22 Dec 2014, 5:00 am by Jon Robinson
” Enacted in 2002 (Pub.L. 107-204), the law deals primarily with accounting fraud and other practices made famous in the Enron debacle) [see http://navwaters.com/2014/10/30/is-sarbanes-oxley-really-this-fishy/], this blog continues to be a real winner. [read post]
31 Aug 2011, 12:28 pm by admin
TweetImage via Wikipedia The National Whistleblower Center, National Employment Lawyers Association, and The Employment Law Group® law firm filed an amicus brief in Villanueva v. [read post]
31 Jan 2007, 8:24 am
This skirmish remains in progress, but the latest battle, the Second Circuit opinion in AFSCME v. [read post]