Search for: "UBS Securities, LLC"
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20 Dec 2010, 10:32 am
In September of this year, another former hedge fund portfolio manager settled charges initially brought by the SEC in February of 2010 based on allegations that he had traded ahead of upcoming UBS analyst recommendations for the fund and for himself based on tips from an executive director in UBS’s equity research department. [read post]
22 Nov 2010, 9:01 am
”The investigation has touched a number of companies, the Journal said, including: Primary Global Research LLC, Goldman Sachs Group Inc., Broadband Research LLC, First New York Securities LLC, Ziff Brothers, Jana Partners LLC, TPG-Axon Capital Management, Prudential Financial Inc.'s Jennison Associates asset-management unit, UBS AG's UBS Financial Services Inc. unit, and Deutsche Bank AG.Insider-trading charges are… [read post]
16 Nov 2010, 5:25 am
LLC v. [read post]
28 Sep 2010, 5:08 am
Craig had a contentious working relationship with Emanuel on issues of national security, as has Holder. [read post]
9 Aug 2010, 3:10 pm
Page Perry, LLC is an Atlanta-based law firm with over 125 years collective experience representing investors in securities-related litigation and arbitration. [read post]
7 Aug 2010, 10:46 am
UBS calls them “Yield Optimization Securities. [read post]
5 Aug 2010, 3:49 pm
These securities are marketed by UBS and others as short-term notes paying above-market interest. [read post]
4 Aug 2010, 4:02 pm
” Page Perry LLC, is based in Atlanta but represents investors in securities arbitrations and lawsuits all over the country [read post]
29 Jul 2010, 9:12 pm
” The legislation and Saunders’s comments may indicate that Visa also is working to avoid a trial by settling the merchants’ lawsuit, said Jason Kupferberg, an analyst with UBS Securities LLC. [read post]
7 Jul 2010, 8:15 am
Boyd Page, a senior partner at Page Perry, LLC in Atlanta. [read post]
13 May 2010, 12:55 pm
Page Perry, LLC is an Atlanta-based law firm with over 125 years collective experience representing investors in securities-related litigation and arbitration. [read post]
12 May 2010, 12:35 pm
Page Perry, LLC is an Atlanta-based law firm with over 125 years collective experience representing investors in securities-related litigation and arbitration. [read post]
28 Apr 2010, 3:26 pm
Some CDOs created by Deutsche Bank, Merrill and UBS also suffered downgrades to most of their assets by early 2008, according to the article. [read post]
21 Apr 2010, 7:41 am
Some CDOs created by Deutsche Bank, Merrill and UBS also suffered downgrades to most of their assets by early 2008, according to the article. [read post]
16 Apr 2010, 8:10 am
Page Perry, LLC is an Atlanta-based law firm with over 125 years collective experience representing institutional and individual investors in securities-related litigation and arbitration all over the country. [read post]
6 Apr 2010, 1:58 am
However unlike many of the dismissals (for example, the dismissal of the UBS auction rate securities lawsuit), the dismissal did not depend alone on the Merrill Lynch’s entry into a regulatory settlement. [read post]
30 Mar 2010, 5:13 am
After resigning from UBS in 2001, Holzer went to A.G. [read post]
3 Mar 2010, 7:47 am
Jones, an attorney with the Atlanta law firm of Page Perry LLC who is representing several investors in auction rate securities cases. [read post]
1 Mar 2010, 12:27 am
March 2 Sponsor: Advanced Fund Administration Event: Advanced Fund Administration - GAIM Cayman Party Location: Cayman Islands March 3 Sponsor: FTF Event: Surviving a Hedge Fund Operational Due Diligence Location: Boston, MA March 3 Sponsor: 100 Women in Hedge Funds Event: A Ringside Seat on Wall Street: Meet Joe Perella Location: New York, NY March 3 Sponsor: Living Group Event: UCITS: Marketing for New Markets Location: London March 4 Sponsor: FTF Event: How to Launch a Hedge Fund… [read post]
28 Feb 2010, 11:56 pm
Swiss Government Asks UBS to Pay Legal Costs in Tax Dispute With U.S. [read post]
