Search for: "US Securities and Exchange Commission"
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11 Jan 2024, 9:05 pm
Securities and Exchange Commission (SEC) approved bitcoin exchange-traded funds (ETFs), allowing investors to buy and sell bitcoin just like stocks and other financial instruments. [read post]
11 Jan 2024, 2:19 pm
“Whistleblowers should consider filing claims under the anonymous and confidential whistleblower programs operated by the Securities and Exchange Commission (SEC), the Commodity Futures Trading Commission (CFTC) and FinCEN. [read post]
11 Jan 2024, 1:30 pm
The Securities and Exchange Commission today charged Shanchun Huang with manipulative trading in the stock of Future FinTech Group Inc., using an offshore account shortly before he became Future FinTech’s CEO in 2020. [read post]
11 Jan 2024, 8:47 am
Commodity Futures Trading Commission (CFTC). [read post]
11 Jan 2024, 7:19 am
The Securities and Exchange Commission, by a 3-2 vote, authorized a dozen spot Bitcoin exchange traded products. [read post]
10 Jan 2024, 9:05 pm
In a typical year, the Securities and Exchange Commission (SEC) brings a few dozen enforcement cases against individuals for insider trader. [read post]
10 Jan 2024, 9:02 pm
Securities and Exchange Commission (SEC) approval. [read post]
10 Jan 2024, 9:02 pm
Yesterday afternoon, the Commission approved a series of rule changes that will allow for the listing and trading of the 11 bitcoin ETFs that were the subject of applications by national securities exchanges — specifically, NYSE Arca, Nasdaq, and Cboe BZX Exchange. [read post]
10 Jan 2024, 9:01 pm
Securities and Exchange Commission. [read post]
10 Jan 2024, 3:30 am
On January 10, 2024, the Securities and Exchange Commission (“SEC”) released a statement announcing the approval of the listing and trading of spot bitcoin exchange-traded product shares on national securities exchanges. [read post]
9 Jan 2024, 10:00 pm
Last year, the US Securities and Exchange Commission adopted a landmark rulemaking that impacted the $26.6 trillion private fund industry. [read post]
9 Jan 2024, 10:00 pm
Last year, the US Securities and Exchange Commission adopted a landmark rulemaking that impacted the $26.6 trillion private fund industry. [read post]
9 Jan 2024, 10:00 pm
Last year, the US Securities and Exchange Commission adopted a landmark rulemaking that impacted the $26.6 trillion private fund industry. [read post]
9 Jan 2024, 10:00 pm
Last year, the US Securities and Exchange Commission adopted a landmark rulemaking that impacted the $26.6 trillion private fund industry. [read post]
9 Jan 2024, 10:00 pm
Last year, the US Securities and Exchange Commission adopted a landmark rulemaking that impacted the $26.6 trillion private fund industry. [read post]
9 Jan 2024, 10:00 pm
Last year, the US Securities and Exchange Commission adopted a landmark rulemaking that impacted the $26.6 trillion private fund industry. [read post]
8 Jan 2024, 6:30 pm
The company’s CEO Mmobuosi Odogwu Banye (also known as Dozy Mmobuosi) and his US affiliates are being charged by the US Securities and Exchange Commission (SEC) in connection with an alleged multi-year scam that may have defrauded investors of hundreds of millions of dollars. [read post]
8 Jan 2024, 6:28 pm
The fact that the non-traded REIT defaulted on $217M of a loan that was due in October is also not optimistic news—not to mention that the US Securities and Exchange Commission’s (SEC) regional office in Fort Worth, TX has launched an investigation. [read post]
8 Jan 2024, 5:42 pm
Moab Partners, L.P. is whether a violation under a Securities and Exchange Commission regulation, Item 303 of Regulation S-K, can support a claim of securities fraud. [read post]
8 Jan 2024, 6:08 am
International securities enforcement continues to receive attention. [read post]
