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20 Apr 2011, 5:31 pm
" It's a question we often feel like asking clients after they tell us they expect a service level of at least "four nines" from suppliers because that's what they believe they are achieving. [read post]
10 Jan 2016, 10:03 am
Department of Youth Rehabilitation Service, where he worked from 2005 to 2013. [read post]
24 Jun 2007, 11:58 pm
ASIC has released updated versions of Policy Statement 166 Licensing: Financial requirements [PS 166] and Pro Forma 209 Australian financial services licence conditions [PF 209]. [read post]
27 Oct 2018, 1:00 am
That value of that service is between our ears. [read post]
6 Nov 2019, 8:44 am
These include the following financial services related inquiries: The future of financial services in the UK after Brexit; and Independent Review of the Financial Ombudsman Service inquiry. [read post]
15 Mar 2010, 11:24 am
The full text of the financial services reform bill introduced by Senator Dodd today, which includes a new Bureau of Consumer Financial Protection within the Federal Reserve, is available here.At his press conference Senator Dodd seemed to emphasize that the Bureau will be independent of the Fed with a presidentially-appointed director and separate budget. [read post]
3 Feb 2009, 4:06 pm
The Minister for Superannuation & Corporate Law has given a speech outlining proposed changes in financial services regulation and key issues and reforms in the insurance field. [read post]
17 Sep 2009, 4:00 am
Michigan's Carl Levin gave the keynote address at the Washington conference of the Task Force on Financial Integrity and Economic Development. [read post]
10 Nov 2011, 4:06 pm
The Government Accountability Office today released Financial Audit: IRS's Fiscal Years 2011 and 2010 Financial Statements (GAO-12-165): In accordance with authority granted by the Chief Financial Officers Act of 1990, GAO annually audits the financial statements of the Internal Revenue Service (IRS) to determine whether (1) the financial statements are... [read post]
10 Jun 2023, 6:23 am
The Financial Industry Regulatory Authority Inc. on Thursday barred a financial advisor who borrowed more than $850,000 while registered with LPL Financial and later Raymond James Financial Services Inc. [read post]
11 Jan 2021, 8:19 am
A well-functioning financial market provides a key service for businesses and entrepreneurs in need of capital or risk management. [read post]
22 Oct 2020, 8:11 am
Your firm has subsequently been asked to act for a financier (C), who is providing the financing needed by another potential bidder (D) for B should D’s bid be successful. [read post]
5 Dec 2017, 9:40 am
In other words, we will take into account the nature of the product, the service and the target market. [read post]
16 Sep 2024, 11:05 am
The title of the Conference Fees to Public Health: The Future of Consumer Financial Services Law. [read post]
14 Jul 2018, 10:00 am
We can help you explore loan forgiveness and how different options can help your financial situation. [read post]
27 Jul 2020, 3:23 pm
” In November 2016, the CFPB issued a request for information about market practices related to consumer access to financial information, and in October 2017, it released a set of “Consumer Protection Principles” for participants “in the developing market for services based on the consumer-authorized use of financial data. [read post]
18 Jun 2019, 8:00 am
Other services such as the budget analysis can be done on request. [read post]
14 Jun 2019, 5:22 am
As compared to 2018, notable amendments in relation to the AFM supervisory fees are: an increase in fees for trading venues, data reporting service providers and benchmark administrators, primarily as a result of additional supervisory tasks of the AFM as a result of the EU Benchmark Regulation and the recast Markets in Financial Instruments Directive; and an increase in fees for managers of investment firms, primarily as a result of a decrease in market participants. [read post]
27 Apr 2020, 9:15 am
If payment for services is an issue, care advocates can often help them find community-based services and other methods to receive a full range of mental health services. [read post]
10 Apr 2020, 7:14 am
The fund generally will invest at least 90% of its total assets in the securities that comprise the underlying index which is a modified-dividend yield-weighted index of companies principally engaged in the business of providing financial services and products, as determined by the index provider. [read post]