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14 Oct 2011, 9:23 am by Paul H. Rubin
A few mentions of Sarbanes-Oxley and Dodd-Frank, but mostly the role of regulation was ignored. [read post]
7 Jan 2010, 3:46 am by SHG
Granted, after the catch-22 decision in Ricci v. [read post]
29 Sep 2022, 10:22 am by Alan S. Kaplinsky
  Populus also filed a motion to stay all proceedings in the case pending the Fifth Circuit’ decision in Community Financial Services Association of America Ltd. v. [read post]
14 Oct 2016, 6:05 am
Bachelder III, McCarter & English LLP, on Thursday, October 13, 2016 Tags: Accounting, Banks, Bonuses, Clawbacks, Disclosure, Dodd-Frank Act, Equity-based compensation, Executive Compensation, Financial institutions, Incentives, Management, Misconduct, Pay for performance, Risk management,Sarbanes–Oxley Act [read post]
16 Apr 2012, 8:39 am by Michelle Capezza
  Within a year of an IPO, the EGC would report three years’ worth of financial statements; (iv)              Provides exceptions to rules on mandatory audit firm rotation; (v)                Exempts EGCs from certain requirements under Dodd-Frank legislation such as the say on pay requirements and disclosure of median compensation… [read post]
22 Jun 2022, 5:11 am by Michael Gordon and John L. Culhane, Jr.
”  (Pursuant to Dodd-Frank Section 1022, the CFPB is authorized to “prescribe rules regarding registration requirements applicable to a covered person, other than an insured depository institution, insured credit union, or related person. [read post]
10 Feb 2021, 7:06 am by Lori J. Sommerfield
Court of Appeals for the Second Circuit in Tewinkle v. [read post]
4 Oct 2018, 6:22 am by Alan S. Kaplinsky
Supreme Court precedent, it is also unconstitutional under “any reasonable reading” of the Fifth Circuit’s decision in Collins v. [read post]