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21 May 2015, 7:21 am
The following provocative policy proposals are found in Anthony B. [read post]
21 Sep 2018, 8:51 am
Without admitting or denying the allegations in the SEC Complaint, Meyer was permanently enjoined him from violating the antifraud provisions of Section 17(a) of the Securities Act of 1933, and Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder, as well as the anti-touting provisions of Section 17(b) of the Securities Act of 1933..Allegedly, CSIR Group, LLC had... [read post]
25 Jun 2013, 12:45 pm
Easter, Jill Bjorkholm Easter, Jill Easter, Jilliane B. [read post]
11 Nov 2014, 9:00 pm
La demande avait pour objet une huile pour l'adsorption de poussière comprenant en particulier un surfactant non-ionique B, lequel comprend un composé appelé B11 et un composé appelé B2, la quantité de B allant de 10 à 30%. [read post]
18 Sep 2013, 10:16 pm
He additionally faces charges as a Level II armed career criminal, based on separate convictions in 2006 for distribution of a Class B substance and possession with intent to distribute a Class B substance. [read post]
4 Mar 2014, 2:35 am
., d/b/a Capital Asset Management ("WJS Capital"), and Certified, Inc., d/b/a Certified Clearing ("Certified"). [read post]
4 Sep 2014, 5:11 am
("MAG") and B/E Aerospace, Inc. [read post]
24 May 2018, 8:09 am
(Apuro) d/b/a ApuroFX and JCI Holdings USA (JCI) d/b/a JCI Trading Group, LLC, with off-exchange retail foreign currency (forex) fraud and failure to register as a Commodity Trading Advisor and Associated Person of a Commodity Trading Advisor. [read post]
26 Dec 2017, 3:09 am
According to the SEC Litigation Release:[B]etween 2004 and 2016, [John] Rogicki took advantage of his roles as investment adviser and trustee to the foundation b... [read post]
16 Dec 2017, 6:12 am
§ 78j(b), and Securities and Exchange Commission Rule 10b‐5, 17 C.F.R. [read post]
8 Jun 2016, 5:12 am
§ 7342(b). [read post]
28 Sep 2010, 3:39 pm
amak zorunda b? [read post]
6 Oct 2009, 3:00 am
I'm surprised they didn't follow the recent truncation trend to single-letter trademarks and just use "B" -- or "BS", if you include the word security. [read post]
18 Jun 2016, 4:00 am
The defendant, Jose Dominguez, was convicted of distributing the class B substance of cocaine, which is a violation of MGL c. 94C, § 32A(b), and doing so in a school zone, thereby violating MGL c. 94C, § 32J. [read post]
28 Oct 2012, 4:27 am
Böttner, Anwaltskanzlei aus Hamburg und Neumünster. [read post]
30 Mar 2012, 9:17 am
¿Derecho de réplica a las 2:37 A.M.? [read post]
11 Jul 2011, 11:52 am
Wal-Mart gives antitrust defendants additional potential ammunition to defeat class certification, but it remains to be seen how courts will apply Wal-Mart to a Rule 23(b)(3) antitrust class action instead of a Rule 23(b)(2) Title VII discrimination class action. [read post]
17 Sep 2013, 4:00 am
Tun-Jen Chiang & Lawrence B. [read post]
14 Dec 2020, 11:59 am
Under Exchange Act Rule 21F-4(b)(4)(iii)(B), individuals whose principal work duties involve compliance or internal audit responsibilities are ineligible for whistleblower rewards. [read post]
11 Apr 2013, 11:08 am
The Securities and Exchange Commission recently announced the issuance of an Order Instituting Administrative And Cease-And-Desist Proceedings Pursuant to Sections 15(b) and 21C of the Securities Exchange Act of 1934 (Exchange Act), Sections 203(f) and 203(k) of the Investment Advisers Act of 1940 (Advisers Act), and Section 9(b) of the Investment Company Act of 1940 (Investment Company Act) against Richard P. [read post]
