Search for: "DIVISION OF RISK MANAGEMENT" Results 501 - 520 of 5,134
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9 May 2011, 11:19 am by Douglas Reiser
He has over forty years of experience in complex risk management, claims, and underwriting. [read post]
3 Oct 2009, 10:48 am
The Division claims that Stifel, in the role of underwriter, knew that there were liquidity risks linked to ARS but never let its sales force know about them. [read post]
4 Jun 2015, 11:30 am by Public Employment Law Press
Nicholas Melissinos will be appointed Special Counsel to the Commissioner for Ethics, Risk and Compliance at the Division of Human Rights. [read post]
4 Jun 2015, 11:30 am by The Public Employment Law Press
Nicholas Melissinos will be appointed Special Counsel to the Commissioner for Ethics, Risk and Compliance at the Division of Human Rights. [read post]
28 Feb 2022, 10:59 am by Catherine Reach
However, two “ripped from the headlines” examples serve as reminders of how templates can be a powerful risk management tool or lead to costly and embarrassing risk exposure. [read post]
24 Jun 2013, 2:00 pm by John L. Culhane, Jr.
”  The four scheduled witnesses are Rohit Chopra, CFPB Student Loan Ombudsman, John Lyons, OCC Senior Deputy Comptroller for Bank Supervisions Policy and Chief National Bank Examiner, Todd Vermilyea, Fed Senior Associate Director, Division of Banking Supervision and Regulation, and Doreen Eberly, FDIC Director of Risk Management Supervision. [read post]
27 Jan 2016, 2:52 pm
New initiatives include an evaluation of broker-dealers’ and investment advisors’ liquidity risk management practices as well as firms’ compliance with SEC’s Regulation SCI, designed to strengthen the technology infrastructure of the U.S. securities markets.-          Data Analytics. [read post]
15 Sep 2021, 4:18 pm by John Jascob
He also requested the September 2020 report "Managing Climate Risk in the U.S. [read post]
12 Dec 2011, 3:34 pm by James Hamilton
As explained by Robert Khuzami, Director of the Division of Enforcement, the Commission is using risk analytics and unconventional methods to help achieve what the Director called the holy grail of securities law enforcement, which is earlier detection and prevention. [read post]
15 Oct 2018, 11:10 am by Senior Editor
    “Specializing in occupational (workers’ compensation) and non-occupational (leave and disability) claims from a claim and case management perspective, our human risk division strives to identify and implement new, effective methods to manage such claims ensuring a safe, timely and sustainable return to work,” said Heather Matthews, senior vice president, Crawford Human Risk. [read post]
15 Oct 2018, 6:30 am by Senior Editor
    “Specializing in occupational (workers’ compensation) and non-occupational (leave and disability) claims from a claim and case management perspective, our human risk division strives to identify and implement new, effective methods to manage such claims ensuring a safe, timely and sustainable return to work,” said Heather Matthews, senior vice president, Crawford Human Risk. [read post]
16 Mar 2010, 4:02 am
The grievances alleged that the full-time assignments of the 12 affected employees to the "in-house" position of "Quality of Care Risk Managers" were not properly approved by the Director of the Department of Civil Service's Division of Classification and Compensation in violation of Civil Service Law §§117 and 118. [read post]
5 May 2009, 7:38 am
Salinger is a managing director in LECG's Cambridge office and a professor of economics at the Boston University School of Management, where he has served as chairman of the department of finance and economics. [read post]
9 Jan 2019, 12:02 pm by Cynthia Marcotte Stamer
Businesses and representatives involved in labor-management relations disputes likely to fuel actions before the National Labor Relations Board (NLRB) should brush up theirs understanding of NLRB procedures by reviewing the updated Bench Book just released by the just-released NLRB Judges Division. [read post]
7 Mar 2023, 7:35 am by Charlie Jarrett
The Division will look at the disclosure of risk, management of conflicts of interest, process for making best interest evaluations, including the process for determining reasonably available alternatives, and the factors contemplated when considering investments appropriate for the investor’s risk profile. [read post]
11 Feb 2011, 12:34 am
” The article also notes that, according to Beverley Marsden, associate director of Aon Risk Solutions’ crisis management practice, it is too early to tell if the events in Egypt will lead to covered losses You can see the propertycasualty360.com article here: http://www.propertycasualty360.com/2011/02/09/marsh-spur-egypt-related-coverage-debate-with-inte [read post]
9 Jan 2012, 1:05 pm by Robert J. Tannous
On Friday, January 6, 2012, the SEC Division of Corporation Finance issued Disclosure Guidance: Topic No. 4 (European Sovereign Debt Exposures) regarding disclosure relating to registrants' exposures to risk of debt to certain European countries. [read post]