Search for: "MARY SCHAPIRO"
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29 Nov 2012, 10:30 pm
Securities and Exchange Commission (SEC) Chairman Mary Schapiro announced that she will step down next month. [read post]
16 Jun 2010, 10:47 am
Kanjorski endorsed the strong leadership of current SEC Chair Mary Schapiro and urged Congress to give her the tools to do the job. [read post]
29 Nov 2012, 10:30 pm
Securities and Exchange Commission (SEC) Chairman Mary Schapiro announced that she will step down next month. [read post]
14 Jul 2009, 12:43 pm
SEC Chairman Mary Schapiro stated, "These measures will help reduce the likelihood of investor fraud and facilitate SEC action against bad actors involved in securities laws violations. [read post]
SEC General Counsel Instructs Division of Enforcement to Stop Existing Record-Destruction Procedures
9 Sep 2011, 7:43 am
Iowa) asked SEC Chairman Mary Schapiro whether the Commission destroyed files relating to some of its more high-profile and controversial matters, such as its investigations of Bernie Madoff, Goldman Sachs, Bank of America, Lehman Brothers and others. [read post]
13 Feb 2011, 11:46 am
In a letter to SEC Chair Mary Schapiro, the Senator, a leading member of the Banking Committee, also urged the SEC to review policies concerning when exchanges and other trading companies are required to publicly report information on security breaches, and what the effects of the timing of such revelations are on both criminal investigations and markets.Nasdaq OMX Group has acknowledged that, over the course of the past year, hackers of unknown origin repeatedly tried to break… [read post]
11 Aug 2009, 7:42 am
Here goes: SEC Says No More Messin’ Around: The WSJ’s Kara Scannell weighs in with a story on Tuesday that gives giving solid confirmation to what we’ve been suspecting for a few weeks now: that you ain’t gonna have the SEC to kick around anymore — at least if chief Mary Schapiro (pictured) has her way. [read post]
13 Jul 2009, 11:14 am
The testimony follows on recent testimony by SEC Chairman Mary Schapiro on the same subject. [read post]
19 May 2011, 8:52 am
SEC Chairman Mary Schapiro said the proposals are “intended to strengthen the integrity and improve the transparency of credit ratings. [read post]
12 Sep 2012, 12:49 pm
Meanwhile, Rule 144A, which provides an exemption for resales of certain restricted securities to qualified institutional buyers, would be amended to provide that securities sold pursuant to the rule may be offered to persons other than QIBs, provided that the securities are sold only to persons that the seller and any person acting on the seller's behalf reasonably believe are QIBs.According to the SEC Chairman Mary Schapiro, the proposed rules "fulfill… [read post]
26 Sep 2011, 1:30 pm
SEC Chairman Mary Schapiro said at the time that the proposals are “intended to strengthen the integrity and improve the transparency of credit ratings. [read post]
21 Jun 2012, 9:00 pm
Securities and Exchange Commission (SEC) Chair Mary Schapiro testified before skeptical lawmakers from both parties today as she defended her campaign to overhaul the regulation of money-market funds. [read post]
17 Jul 2012, 6:00 am
SEC Chairman Mary Schapiro applauded the passing of the Rule, stating, “Today’s rule ultimately will lead to better protections for investors, and fairer, more orderly, and more efficient markets. [read post]
22 Aug 2012, 6:01 am
Schapiro, who advocated for the program. [read post]
21 Jul 2010, 8:44 am
The SEC alone has been directed to complete 243 rulemakings, 95 one-time studies, and 17 periodic studies, according to the law firm of Davis Polk & Wardwell.SEC Chairman Mary Schapiro told House lawmakers this week that the commission may need to hire 800 new employees to implement the legislation. [read post]
20 Jan 2009, 7:27 am
Among those stepping down from boards is incoming SEC Chair Mary Schapiro, who resigned last week from Duke Energy (DUK) and Steven Chu, who announced his plans to step down from Nvidia (NVDA). [read post]
26 Jan 2010, 8:00 am
This article seems to be one of the bases for SEC Commissioner Mary Schapiro belief that Professor Hu will be able to predict the next market problem. [read post]
28 Jun 2012, 11:30 pm
Securities and Exchange Commission (SEC) Chair Mary Schapiro testified that a 337-page draft for reform of the $2.7 trillion money-market fund industry is circulating and that the SEC is unable to make deadlines imposed by the JOBS Act. [read post]
17 Apr 2009, 5:00 am
In the audience were a host of other illuminaries (Mary Schapiro attended at least part of the eulogy) and staff of the Commission The comments were thoughtful and accurate. [read post]
25 Oct 2012, 9:01 pm
Indeed, Mary Schapiro expects to see a standard proposed in 2013. [read post]
