Search for: "Private Money Exchange, LLC"
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6 Apr 2009, 10:48 pm
The Edwards campaign didn't immediately respond to a request for comment today.Separately, the Los Angeles Times reported today that former Massachusetts Governor Mitt Romney, a Republican candidate, used shell companies in at least two offshore havens while running Bain Capital LLC, the Boston-based private-equity firm. [read post]
11 May 2018, 7:22 am
This was an early example of affinity fraud: the practice of using personal relationships to swindle a specific group of which the scammer is a member, such as a church congregation, an ethnic community, or a private club. [read post]
28 Oct 2017, 5:26 am
They are private. [read post]
27 Dec 2013, 6:36 am
In one such speech Mary Jo White, the new chair of the Securities and Exchange Commission, asked a group of CCOs: ”Do you have the necessary independence, access, authority and support to do your jobs effectively? [read post]
20 Apr 2023, 1:20 pm
Moreover, when a crypto RIA wants to trade digital assets on an exchange, the crypto RIA would have to move digital assets out of a qualified custodian and on to the crypto exchange. [read post]
1 Dec 2020, 3:00 am
Bridge Aina Le’a, LLC v. [read post]
7 Aug 2019, 9:23 am
Banks Confront Fed on Faster Financial PaymentsWall Street Journal – August 4, 2019 (subscription required) Big banks are fighting a likely U.S. government effort to speed up how money moves through its payments system, arguing this could derail a private network they have developed. [read post]
7 Dec 2011, 3:19 am
© 2011 Simple Justice NY LLC. [read post]
21 Sep 2023, 9:01 pm
Hess highlighted use cases for decentralized finance such as performing innovative anti-money laundering verifications and evaluating potential adaptations of current Securities and Exchange Commission and Commodity Futures Trading Commission rules. [read post]
31 Oct 2011, 1:55 pm
In addition, allegedly fraudulent private deals orchestrated by Medical Capital Holdings Inc. and Provident Asset Management LLC seem to have taken down a number of independent broker-dealers. [read post]
21 Feb 2020, 6:13 am
Hill (Monash University), on Tuesday, February 18, 2020 Tags: Agency model, Australia, ESG, Institutional Investors, International governance, Proxy advisors, Stewardship, Stewardship Code The Strategic Audit Committee: a 2020 Preview Posted by Krista Parsons and Robert Lamm, Deloitte, on Tuesday, February 18, 2020 Tags: Accounting, Audit committee, Audits, Boards of Directors, Disclosure, Financial reporting … [read post]
30 Mar 2023, 8:48 am
FINRA (Financial Industry Regulatory Authority) and the SEC (Securities and Exchange Commission) are regulatory bodies that oversee the securities industry in the United States. [read post]
6 Mar 2023, 1:37 pm
The Strategy stresses the importance of creating a distributed network of cyber defense, developed by collaboration between defenders and enabled by the automated exchange of information. [read post]
1 Jun 2023, 5:51 am
: FinCEN says 23 categories of entities are exempt.[7] So, determining if your company must report entails first determining if it falls within the definition of a foreign (or domestic) reporting company and then if it falls within an exempt category.[8] Exempt categories include banks, credit unions, money services businesses, broker-dealers, securities reporting issuers, Securities Exchange Act registered entities, investment companies or investment advisers, venture capital fund… [read post]
28 Feb 2007, 7:52 am
[1] Nevertheless, the Group of Seven (G7), of which the United States is a member and comprises the seven wealthiest countries in the world, vowed to continue looking into what new measures should be taken in order to impose stricter scrutiny over the risks being taken by hedge funds, and the risks they pose to the global economy. [2]The total assets under management in the hedge fund industry rose in 2006 to nearly $1.4 trillion, up 29% from the year before, with a record $126.5 billion of… [read post]
24 Jan 2024, 1:47 pm
Pagartanis, accused of targeting elderly investors, allegedly lied about investing their money, using it for personal expenses and running a Ponzi-like scheme. [read post]
24 Mar 2017, 10:16 am
The BDCs raised money from investors through public securities offering and invested in private start-up companies that focused on technology, biotechnology, and medical diagnostics. [read post]
16 Sep 2010, 7:06 pm
MAYKEL AVILA, Appellee. 3rd District.Contracts -- Loan pledge agreement -- Securities -- Deceptive and unfair trade practices -- Torts -- Corporation and its sole shareholder filed complaint against bank and registered broker-dealer alleging defendants are civilly liable under various theories for their actions in pledging assets of accounts that plaintiffs hold with defendants' banks as security on loan made to shareholder's son without plaintiffs' authorization -- Hypothecation of… [read post]
5 Jul 2016, 4:00 am
The federal appeals court agreed with this claim as the money paid for unused benefits was payment for work. [read post]
28 Jul 2007, 8:50 am
LLC on Appeal. [read post]
