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6 Dec 2022, 8:52 am
In 2021, the Securities and Exchange Commission (“SEC”) announced settled charges against investment adviser VII Peaks Capital, LLC (“VII Peaks Manager”) and its co-owner and managing member, Gurprit Chandhoke (“Chandhoke”), for breaching their fiduciary duty by engaging in transactions that benefitted themselves to the detriment of VII Peaks BDC, a business development company (BDC) managed by VII Peaks… [read post]
5 Dec 2022, 8:26 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
4 Dec 2022, 12:40 pm
Join us for a live webinar “Maryland is the First State to Regulate Carbon,” 30 talking points in 30 minutes, Tuesday, December 13 at 9 am EST presented by Stuart Kaplow and Nancy Hudes on behalf of ESG Legal Solutions, LLC. [read post]
2 Dec 2022, 7:42 pm
Regulations under §4967 regarding prohibited benefits, including excise taxes on donors, donor advisors, related persons, and fund management. [read post]
2 Dec 2022, 11:53 am
First, the payment was sent overnight via a certified check. [read post]
1 Dec 2022, 6:01 pm
First, On 26 November 2022 the U.S. [read post]
1 Dec 2022, 7:23 am
Donald Heitz LPL Financial LLC First Command Fianncial Planning, Inc. [read post]
29 Nov 2022, 4:13 am
Bank Securities Litigation, 478 F. [read post]
28 Nov 2022, 1:42 pm
To address this concern, Congress mandated in Section 3221 of the Coronavirus Aid, Relief, and Economic Security Act (CARES Act) that HHS to bring Part 2 into greater alignment with certain aspects of the HIPAA Privacy rule. [read post]
28 Nov 2022, 10:25 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
28 Nov 2022, 9:02 am
Credit Suisse Securities (USA) LLC Deutsche Bank Securities Inc. [read post]
23 Nov 2022, 2:12 pm
From today's decision in TGP Communications LLC v. [read post]
21 Nov 2022, 9:02 am
Credit Suisse Securities (USA) LLC Deutsche Bank Securities Inc. [read post]
17 Nov 2022, 1:23 pm
The post appeared first on IncNow. [read post]
17 Nov 2022, 4:51 am
Hundreds of firms have chosen Keno Kozie to provide IT consulting, systems integration, advanced application integration, 24/7 help desk support, training, managed services and security and risk management services. [read post]
16 Nov 2022, 2:14 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
14 Nov 2022, 1:22 pm
Given the concern that a majority of the Supreme Court has increasingly expressed over actions by regulatory agencies—including the FTC, specifically, in AMG Capital Management LLC v. [read post]
11 Nov 2022, 12:39 pm
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
contempt finding saves FTC's $120 million victory against real estate scammer even after AMG Capital
11 Nov 2022, 11:21 am
We thus affirm in large part, the one exception being vacating the equitable monetary judgments in accordance with the Supreme Court’s decision in AMG Capital Management, LLC v. [read post]
11 Nov 2022, 9:07 am
Morgan Securities LLC Chase Investment Services Corp Roger Hickman State Farm VP Management Corp. [read post]
