Search for: "Working Group on Securities Disclosure Authority"
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1 Oct 2020, 7:40 am
This report of the CSIS Working Group on 5G Security and Trust was requested by the State Department. [read post]
3 Feb 2008, 10:42 pm
However, Bainbridge notes that active investor involvement in corporations would disturb the very essence of practicality: "centralization of essentially non-reviewable decision-making authority in the board. [read post]
16 Jun 2012, 9:28 pm
The Ex-Morgan Stanley Smith Barney broker (and before that he worked for predecessor company Citigroup Global Markets Inc. [read post]
6 Apr 2013, 6:11 pm
What follows is a brief response to the seven specific areas of input identified by the Working Group in its public materials. [read post]
20 Jul 2023, 10:45 am
The White Law Group reviews the regulatory history of SagePoint Financial. [read post]
10 Aug 2010, 10:26 am
”Bainbridge also points to other scholarly work and some recent coverage in the media, such as the Washington Post, which suggest (though do not prove) that such activity continues today.As reported by the Wall Street Journal in May, a bill that would require faster disclosure on lawmakers’ trading activities and prohibit them from trading in the securities of companies that have “pending or prospective legislative action”–the … [read post]
31 Jan 2014, 11:57 am
Details of SFTs must be reported by the working day after the SFT was concluded, modified, or terminated.Trade repositories would be required to register with the European Securities and Markets Authority (ESMA) under Article 5(1). [read post]
26 Feb 2015, 7:00 am
I have directed these actions, which are in the national security and foreign policy interests of the United States, pursuant to my constitutional authority to conduct U.S. foreign relations and as Commander in Chief and Chief Executive. [read post]
3 Dec 2018, 11:13 am
Exercises broad delegated authority for planning, directing and evaluating the agency’s resource management functions. [read post]
10 May 2016, 9:45 am
” Ironically, a more insular approach to queries of data collected under national security authorities persists at the FBI, which has far more daily interaction with U.S. courts. [read post]
10 May 2016, 9:45 am
” Ironically, a more insular approach to queries of data collected under national security authorities persists at the FBI, which has far more daily interaction with U.S. courts. [read post]
8 Sep 2023, 12:51 pm
The Financial Industry Regulatory Authority (FINRA) operates the largest dispute resolution forum in the securities industry. [read post]
20 Mar 2009, 8:47 am
The details of the bonuses, released to the KM Group under the Freedom of Information Act, are likely to fuel a continuing political row over town hall "fat cat" pay. [read post]
19 Nov 2018, 11:56 am
Exercises broad delegated authority for planning, directing and evaluating the agency’s resource management functions. [read post]
29 Sep 2018, 7:01 am
Singer, co-author with Emerson T. [read post]
11 Jun 2020, 9:18 am
LinkedIn SLP Health Care Risk Management & Operations Group, HR & Benefits Update Compliance Group, and/or Coalition for Responsible Health Care Policy. [read post]
5 Nov 2018, 9:25 am
Hears and resolves group grievances and employee complaints referred by subordinate supervisors and employees. [read post]
8 Dec 2015, 12:09 pm
By excluding a large sector of communities—like security researchers, artists, libraries, and user rights groups—trade negotiators skewed the priorities of the Trans-Pacific Partnership (TPP) towards major tech companies and copyright industries that have a strong interest in maintaining and expanding their monopolies of digital services and content. [read post]
13 Nov 2018, 11:58 am
Hears and resolves group grievances and employee complaints referred by subordinate supervisors and employees. [read post]
2 Jun 2009, 9:01 am
In 2007, Baker’s subsequent work as assistant secretary for policy at the Department of Homeland Security won him a “Big Brother Award” from the non-profit group Privacy International in the category “Worst Government Official. [read post]
