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30 Jan 2011, 2:35 pm
One of the consequences of the Dodd-Frank Act is that federal and state jurisdiction over investment advisor firms will change. [read post]
25 Sep 2017, 12:19 pm
On September 21, 2017, the SEC issued guidance to assist companies in their efforts to comply with the pay ratio disclosure requirement mandated by the Dodd-Frank Act. [read post]
26 Sep 2017, 6:12 am
On September 21, 2017, the SEC issued guidance to assist companies in their efforts to comply with the pay ratio disclosure requirement mandated by the Dodd-Frank Act. [read post]
13 Mar 2014, 4:15 pm
Her baby was delivered by an emergency C-section and was in critical condition in the hospital's neonatal intensive care unit. [read post]
19 Nov 2012, 9:08 am
In addition to these standalone bills, lawmakers introduced other legislation this term, including the Robert C. [read post]
1 Feb 2020, 7:47 am
In June 2013, a jury convicted Frank Richardson of five counts of aiding and betting Hobbs Act robbery, five counts of aiding and abetting the use of a firearm during and relation to a crime of violence under § 924(c), and one count of being a felon in possession of a firearm. [read post]
21 Nov 2010, 11:53 pm
Proposed Rule 202(a)(30)-1 Pursuant to Dodd-Frank Act The SEC has proposed certain new rules as well as amendments to existing rules under the Investment Advisers Act as a result of the Dodd-Frank Act. [read post]
28 Sep 2012, 12:15 pm
This is a guest post from Frank P. [read post]
4 Jan 2012, 5:05 am
Section 922(c) of Dodd-Frank extended the statutory filing period for SOX retaliation complaints from 90 to 180 days. 29 CFR § 1980.103(d) now requires claims to be filed within 180 days of the date on which the employee became aware of the violation. [read post]
10 Aug 2022, 6:30 am
This post is based on their Fried Frank memorandum. [read post]
10 Aug 2022, 6:30 am
This post is based on their Fried Frank memorandum. [read post]
6 Jan 2009, 9:52 pm
Johnson's Dictionary (thanks, Patrick; thanks, Frank). [read post]
7 Oct 2021, 6:40 am
, Yvette Puckett Cravins, and Daniel C. [read post]
6 Dec 2010, 8:51 am
Under the Dodd-Frank Act, a private fund is an issuer that would be an investment company (as defined in the Investment Company Act (the “ICA”)) but for an exemption under section 3(c)(1) or 3(c)(7) of the ICA. [read post]
5 Mar 2009, 3:13 am
Park, Judge.Representing Appellant Hull: Frank J. [read post]
6 Jun 2011, 9:51 am
By Theodore Bush The Dodd-Frank Wall Street Reform and Consumer Protection Act established a Bureau of Consumer Financial Protection (the CFPB). [read post]
16 Sep 2006, 2:19 pm
Patent No. 5,846,704) for a method of genotyping the Hepatitis C Virus (HCV). [read post]
16 Mar 2011, 2:25 pm
The advisers provide advisory services exclusively to "private funds," defined in Section 402(a) of the Dodd-Frank Act as "investment funds that would be required to register under the Investment Company Act of 1940 but for Section 3(c)(1) or 3(c)(7) of that Act. [read post]
10 Jul 2013, 6:04 pm
., et al, No. 12 C 7973, memorandum and order (E.D. [read post]
9 Oct 2014, 6:07 am
Scheler, Steven Epstein, Robert C. [read post]
