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26 Oct 2023, 8:53 am by Silver Law Group
Morgan Securities LLC   Albert Foronda   Spartan Capital Securities, LLC   Worden Capital Management LLC   Jorge Baquero   Spartan Capital Securities, LLC   Eduardo Martinez   National Securities Corporation   PHX Financial, Inc. [read post]
25 Oct 2023, 9:01 pm by renholding
 The Barr Report concluded that SVB’s failure was primarily the result of mistakes made by SVB’s “senior management … to manage basic interest rate and liquidity risk” and the lack of effective oversight by SVB’s board of directors.6 A recent report by a group of bank regulatory experts at the Center for Financial Stability led by Sheila Bair (CFS Report), the Chair of the Federal Deposit Insurance Corporation (FDIC) during… [read post]
25 Oct 2023, 9:23 am by admin
    The Virginia Stock Corporation Act describes a shareholder agreement as governing “the exercise of corporate powers or the management of the business and affairs of the corporation or the relationship among shareholders. [read post]
25 Oct 2023, 4:20 am by David Lynn
Companies should create drafts of the new cybersecurity risk management, strategy and governance disclosures early, in order to identify any areas of deficiency now and work on integrating the disclosures with other cybersecurity disclosures so the company can figure out how all of this information will work in context (see the July-August 2023 issue of The Corporate Executive for our annotated sample disclosure). 8. [read post]
24 Oct 2023, 9:01 pm by renholding
Each day, however, the dedicated Enforcement Division staff work tirelessly to enhance that trust, by bringing impactful enforcement actions and meaningful relief to investors. [read post]
24 Oct 2023, 9:50 am
At some point along this trajectory enterprises in both systems will begin to resemble each other as state managed assets. [read post]
23 Oct 2023, 11:00 pm by Sherica Celine
” The regulations came under scrutiny for how they assess fiduciary consideration of environmental, social, and corporate governance (ESG) factors in ERISA plan investing. [read post]
23 Oct 2023, 3:17 pm by Paul Premack
The proposition is supported by the Chronicle and the Express News editorial boards and opposed by a variety of conservative citizen organizations who call it “corporate welfare. [read post]
23 Oct 2023, 4:44 am by Peter Mahler
After all, an operating agreement covers the whole gamut of ownership and management rights and responsibilities, not just maintaining a bank account. [read post]
23 Oct 2023, 12:00 am by INFORRM
On the same days, there was a hearing in the case of Hemming v Poulton. [read post]
20 Oct 2023, 2:40 pm by CFM Admin
We encourage managers to review their marketing materials to ensure compliance if they have not done so already. [read post]
20 Oct 2023, 6:42 am by Dan Bressler
This position has a hybrid work schedule with a minimum of two days per week in the office. [read post]
19 Oct 2023, 1:28 pm by Rebecca Tushnet
” Although Kardashian primarily made these claims for use at nightclubs, “presumably” the corporate executive defendants could be jointly liable on a showing that this was done on their/the company’s behalf. [read post]
19 Oct 2023, 8:51 am by Sophie Luskin
Companies have four business days to report to the SEC after determining that a cybersecurity incident is material. [read post]
18 Oct 2023, 6:42 am by brbadmin
” “Wells Fargo notified Brooks & DeRensis on Nov. 4, 2021, that the bank had dishonored a cashier’s check for nearly $90,000 that the law firm had deposited into its IOLTA account just days earlier. [read post]
18 Oct 2023, 6:00 am by Written on behalf of Peter McSherry
MacDonald explained that this was done as a matter of convenience, to save running up and down stairs all day. [read post]
18 Oct 2023, 6:00 am by Written on behalf of Peter McSherry
MacDonald explained that this was done as a matter of convenience, to save running up and down stairs all day. [read post]
18 Oct 2023, 2:02 am by Heide Abelli, SageX, Inc.
She’s a seasoned veteran of product development, innovation, and product management in the fields of corporate training and ed tech and is an adjunct professor of management at Boston College. [read post]